Tiaa-Cref Investment Management LLC

RIASEC RegisteredEst. 1990
Total AUM
$292B
Discretionary
$292B
100% of AUM
Avg account
$36.5B
Accounts
8
Employees
383
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
107168
Registered since
December 31, 1990
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Tiaa-Cref Investment Management LLC is an institutional registered investment adviser organized as a limited liability company and registered with the SEC since 1990. The firm serves institutional clients and states a fee mix that includes percentage-of-AUM fees, fixed fees and other arrangements. It identifies as an active ESG investor and lists CPO/CTA activities alongside its advisory work, which specifically includes portfolio management for investment companies. Ownership is described as a combination of a domestic entity and individual ownership. The firm is not positioned as a capital allocator and does not present itself as a multi-state or newly formed adviser. The firm maintains a broad set of industry relationships and roles: broker-dealer, other investment adviser, registered municipal advisor, banking or thrift institution, insurance company, pension consultant, real estate broker, and sponsor or manager roles for pooled investment vehicles and limited partnerships. Those affiliations suggest capability to operate across transactional, advisory and sponsor/GP functions when deploying or structuring investments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Saira Malik

    Chief Investment OfficerCRD 2181766

Contacts

3 of 5
  • Stuart Brunet

    Registered RepresentativeCRD 1467307

  • William Huffman

    William Huffman

    PresidentCRD 4367634

  • Cinda Whitten

    Cinda Whitten

    Head of Global Investment OperationsCRD 7664303

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
730 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth