Northwestern Mutual Investment Management Company, LLC

RIASEC RegisteredEst. 2020
Total AUM
$323B
Discretionary
$323B
100% of AUM
Avg account
$10.1B
Accounts
32
Employees
246
Advisory reps
9

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
307865
Registered since
December 9, 2020
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies97.54%
  • Pooled Investment Vehicles2.29%
  • Banking / Thrift Institutions0.13%
  • Charitable Organizations0.04%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Northwestern Mutual Investment Management Company, LLC is the asset- and fund-management arm of the broader Northwestern Mutual ecosystem. Registered with the SEC in 2020, it operates as a limited liability company that functions across several fund types — notably private equity and securitized-asset strategies — and describes itself as a multifaceted fund manager rather than a pure capital allocator. Its client base is institutional, and its fee model combines asset-based fees with performance-linked compensation. The firm is an active ESG investor and maintains regulatory and industry roles that include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and serving as a sponsor, general partner, or managing member of pooled vehicles. Advisory services include portfolio management for pooled investment vehicles and for businesses or institutions, as well as selection of outside advisers. Industry affiliations extend to broker-dealers, bank or thrift institutions, trust companies, and insurance companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 57%, Other 22%, Private Funds 5%, Non-Investment Grade Corp Bonds 4%, Exchange Traded Equities 3%, State & Local Bonds 2%, Sovereign Bonds 2%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%57%
  • Investment Grade Corp Bonds57%
  • Other22%
  • Private Funds5%
  • Non-Investment Grade Corp Bonds4%
  • Exchange Traded Equities3%

Contacts

3 of 9
  • Daniel Julka

    Daniel Julka

    Vice PresidentCRD 4465323

  • John Bentley

    John Bentley

    Vice PresidentCRD 6613753

  • Jason Smith

    Vice PresidentCRD 8020332

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 17

Active vs passive

$5.8B in ETFs

Passive

99%

$5.7B

Active

1%

$40.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI EAFE ETF (EFA)BlackRockPassiveForeign Large Blend$1.1B10,419,89218.73%

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
720 E Wisconsin Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth