Northwestern Mutual Investment Management Company, LLC

RIASEC RegisteredEst. 2020
Total AUM
$323B
Discretionary
$323B
100% of AUM
Avg account
$10.1B
Accounts
32
Employees
246
Advisory reps
9

Firm details

Headquarters
MILWAUKEE, Wisconsin
CRD number
307865
Registered since
December 9, 2020
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies97.54%
  • Pooled Investment Vehicles2.29%
  • Banking / Thrift Institutions0.13%
  • Charitable Organizations0.04%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Northwestern Mutual Investment Management Company, LLC operates as an institutional-focused asset manager within the Northwestern Mutual group. Organized as an LLC and SEC-registered since 2020, the firm structures and manages pooled vehicles and acts as a sponsor/GP for private funds. Its advisory activity centers on portfolio management for pooled investment vehicles and for businesses or institutions, and it also performs manager selection for third-party advisers. The firm reports a fee model that mixes asset-based fees with performance-based compensation and identifies itself as an active ESG investor. The organization maintains several regulatory and product roles beyond traditional advisory work: it is affiliated with broker-dealer, trust, banking, and insurance entities and is registered as a CPO/CTA. It is not positioned as an external capital allocator; rather, it runs and manages proprietary pooled funds and securitized products alongside other investment activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 57%, Other 22%, Private Funds 5%, Non-Investment Grade Corp Bonds 4%, Exchange Traded Equities 3%, State & Local Bonds 2%, Sovereign Bonds 2%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%57%
  • Investment Grade Corp Bonds57%
  • Other22%
  • Private Funds5%
  • Non-Investment Grade Corp Bonds4%
  • Exchange Traded Equities3%

Contacts

3 of 9
  • DANIEL JULKA

    Vice PresidentCRD 4465323

  • JOHN BENTLEY

    Vice PresidentCRD 6613753

  • JASON SMITH

    Vice PresidentCRD 8020332

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 13

Active vs passive

$4.2B in ETFs

Passive

99%

$4.1B

Active

1%

$33.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI EAFE ETF (EFA)BlackRockPassiveForeign Large Blend$1.1B11,289,34126.33%

Location

Primary office

MILWAUKEE, WI

MILWAUKEE

Location

MILWAUKEE, WI

Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
MILWAUKEE
Address
720 E Wisconsin Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth