Tidal Investments LLC
Firm details
- Headquarters
- Milwaukee, Wisconsin
- CRD number
- 164201
- Registered since
- July 20, 2012
- Website
- tidalfinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, MATRIX SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies97.62%
- Pooled Investment Vehicles2.09%
- Charitable Organizations0.09%
- Pension & Profit Sharing Plans0.07%
- Other Investment Advisers0.06%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Tidal Investments LLC is an SEC-registered limited liability company (registered in 2012) that functions as a capital allocator for both individual/family and institutional clients. The firm charges a mix of percentage-of-AUM and fixed fees and conducts brokerage-adjacent activities as a commodity pool operator/commodity trading advisor (CPO/CTA) and as a salesperson of other financial products. On the advisory side it reports portfolio management for individuals and small businesses, for investment companies, and for pooled investment vehicles; it also lists pension consulting services and the selection of other advisers among its service offerings. Tidal does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds47%
- Non-Exchange Traded Equities2%
- Private Funds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 8
Guillermo Trias
Chief Executive OfficerCRD 6370254
Ronnie Riven
Chief Financial OfficerCRD 7894157
Eric Falkeis
Co-Founder and Chief Operating OfficerCRD 4133585
Contacts
3 of 3Michael Pellegrino
General CounselCRD 3131099
Michael Vostrizansky
DirectorCRD 5454910
Douglas Rescho
DirectorCRD 4893645
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 307Active vs passive
$4.7B in ETFs
61%
$2.9B
15%
$1.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $386M | 4,389,368 | 8.18% |
Location
Milwaukee, WI
Milwaukee
Location
Milwaukee, WI
Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Milwaukee
- Address
- 234 W Florida St
- Time zone
- CT (UTC-6)
- Office locations
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