Barings LLC

RIASEC Registered

Total AUM

$393B

Discretionary

$381B

97% of AUM

Avg account

$942M

Accounts

417

Employees

1,101

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 106006
Registered since: November 1, 1940
Website: www.barings.com
Custodians: CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Insurance Companies72.91%
Pooled Investment Vehicles18.61%
Pension & Profit Sharing Plans3.31%
Business Development Companies2.09%
Investment Companies1.98%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Barings LLC is a large, multi-strategy asset manager that serves primarily institutional clients and operates across public and private markets. The firm is registered with the SEC (registered in 1940) and presents itself as a multifaceted fund manager, sponsoring and managing hedge, private equity, real estate, securitized-asset, and other pooled investment vehicles. Its business activities include acting as a CPO/CTA and providing a wide range of advisory services: portfolio management for individuals and small businesses, investment companies, pooled vehicles, and institutional clients; selection of other advisers; plus educational seminars and workshops. Barings uses a mix of fee arrangements (percentage of AUM, fixed fees, and performance-based fees) and identifies itself as an active ESG investor.