Barings LLC

RIASEC RegisteredEst. 1940

Total AUM

$393B

Discretionary

$381B

97% of AUM

Avg account

$942M

Accounts

417

Employees

1,101

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 106006
Registered since: November 1, 1940
Website: www.barings.com
Custodians: CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Insurance Companies72.91%
Pooled Investment Vehicles18.61%
Pension & Profit Sharing Plans3.31%
Business Development Companies2.09%
Investment Companies1.98%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Barings LLC is a long-established, SEC-registered limited liability company that acts as a multi-strategy fund manager across several product types, including hedge funds, private equity, real estate, securitized-asset funds and other pooled vehicles. Its client base is primarily institutional; the firm charges a mix of percentage-of-AUM, fixed, and performance-based fees. Barings performs a range of advisory activities — portfolio management for individuals, pooled vehicles, and institutions; selection of sub‑advisers; and educational programs — and it also operates as a CPO/CTA. The firm identifies as an active ESG investor and lists multiple industry affiliations spanning broker-dealers, banking and trust institutions, sponsor/GP roles for pooled vehicles, and professional service relationships (accounting, law, insurance and real-estate brokerage).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Other44%
Investment Grade Corp Bonds31%
Non-Investment Grade Corp Bonds11%
Cash & Cash Equivalents5%
Sovereign Bonds4%

Owners & executives

3 of 7

Patrick Hoefling
Chief Financial OfficerCRD 5273474
Roger Crandall
Chairman, President and Chief Executive Officer at MassMutualCRD 4486307
Sheldon Francis
Chief Administrative OfficerCRD 5870516