BARINGS LLC

RIASEC RegisteredEst. 1940

Total AUM

$393B

Discretionary

$381B

97% of AUM

Avg account

$942M

Accounts

417

Employees

1,101

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 106006
Registered since: November 1, 1940
Website: www.barings.com
Custodians: CITIGROUP GLOBAL MARKETS INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Insurance Companies72.91%
Pooled Investment Vehicles18.61%
Pension & Profit Sharing Plans3.31%
Business Development Companies2.09%
Investment Companies1.98%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Barings LLC is a multi-strategy investment manager organized as a limited liability company and registered with the SEC since 1940. The firm operates across a range of fund types—hedge, private equity, securitized asset, real estate and others—and serves primarily institutional clients. Fee arrangements include percentage-of-AUM, fixed fees and performance-based components. Barings performs portfolio management for individuals, pooled vehicles and institutions, selects sub‑advisers, offers educational programming, and is registered as a CPO/CTA. The firm also identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Other44%
Investment Grade Corp Bonds31%
Non-Investment Grade Corp Bonds11%
Cash & Cash Equivalents5%
Sovereign Bonds4%

Owners & executives

3 of 7

PATRICK HOEFLING
Chief Financial OfficerCRD 5273474
ROGER CRANDALL
Chairman, President and Chief Executive Officer at MassMutualCRD 4486307
SHELDON FRANCIS
Chief Administrative OfficerCRD 5870516