Sterling Capital Management LLC

RIASEC RegisteredEst. 2005

Total AUM

$69.2B

Discretionary

$69.1B

100% of AUM

Avg account

$19.7M

Accounts

3,508

Employees

186

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 135405
Registered since: June 2, 2005
Website: sterlingcapital.com
Custodians: TRUIST INVESTMENT SERVICES, INC., FIDELITY MANAGEMENT TRUST COMAPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pension & Profit Sharing Plans25.74%
State / Municipal Government24.87%
Corporations / Businesses22.73%
Banking / Thrift Institutions8.91%
Investment Companies5.96%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sterling Capital Management LLC is an SEC-registered investment adviser that serves both individual/family and institutional clients. The firm operates as an LLC and acts as a capital allocator and discretionary portfolio manager across a range of account types. Its advisory capabilities include financial planning, portfolio management for individuals, businesses and pooled vehicles, selection of other advisers, and management of investment companies and institutional mandates. Fee arrangements reported include asset-based fees, fixed fees and performance-based fees. The firm is not primarily an ESG investor and is not designated as a multi-state or newly formed adviser in the provided data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Investment Grade Corp Bonds35%
US Government Bonds31%
State & Local Bonds10%
Other8%
Exchange Traded Equities6%

Owners & executives

3 of 5

Scott Haenni
Chief Executive Officer, Senior Managing Director, Portfolio ManagerCRD 6406792
Jason Toledano
Chief Financial OfficerCRD 8143337
Mark Montgomery
Chief Investment OfficerCRD 2092398