Allspring Global Investments, LLC

RIASEC RegisteredEst. 1984
Total AUM
$476B
Discretionary
$476B
100% of AUM
Avg account
$43M
Accounts
11,055
Employees
956
Advisory reps
4

Firm details

Headquarters
Charlotte, North Carolina
CRD number
104973
Registered since
April 27, 1984
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, PRINCIPAL SECURITIES, INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies71.45%
  • Insurance Companies8.71%
  • State / Municipal Government5.31%
  • Pension & Profit Sharing Plans4.44%
  • Corporations / Businesses3.13%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Allspring Global Investments, LLC is a multi-role investment manager that combines fund management with advisory services to individuals, families and institutions. The firm is organized as an LLC and is classified across several manager types, including hedge fund activity and other pooled fund management. Its business mix includes acting as a commodity pool operator/commodity trading advisor (CPO/CTA), selecting sub-advisers, and providing portfolio management for individuals, pooled vehicles, registered investment companies and institutional clients. Fee arrangements across client relationships include AUM-based fees, fixed fees and performance-based fees. The firm reports active ESG investing as part of its approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 37%, US Government Bonds 25%, State & Local Bonds 12%, Exchange Traded Equities 11%, Other 5%, Public Funds/Mutual Funds 4%, Cash & Cash Equivalents 4%, Sovereign Bonds 1%, Non-Investment Grade Corp Bonds 1%37%
  • Investment Grade Corp Bonds37%
  • US Government Bonds25%
  • State & Local Bonds12%
  • Exchange Traded Equities11%
  • Other5%

Owners & executives

3 of 4
  • Francis Baranko

    Francis Baranko

    Chief Investment OfficerCRD 2299814

  • Jimmy Tran

    Chief Compliance OfficerCRD 5801259

  • Annette Lege

    Annette Lege

    Chief Financial OfficerCRD 2244646

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 385

Active vs passive

$4.3B in ETFs

Passive

81%

$3.5B

Active

<1%

$824M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$350M510,8568.07%

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
1415 Vantage Park Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth