Allspring Global Investments, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 104973
- Registered since
- April 27, 1984
- Website
- www.allspringglobal.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, PRINCIPAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Investment Companies71.45%
- Insurance Companies8.71%
- State / Municipal Government5.31%
- Pension & Profit Sharing Plans4.44%
- Corporations / Businesses3.13%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Allspring Global Investments, LLC is a multi-role investment manager that combines fund management with advisory services to individuals, families and institutions. The firm is organized as an LLC and is classified across several manager types, including hedge fund activity and other pooled fund management. Its business mix includes acting as a commodity pool operator/commodity trading advisor (CPO/CTA), selecting sub-advisers, and providing portfolio management for individuals, pooled vehicles, registered investment companies and institutional clients. Fee arrangements across client relationships include AUM-based fees, fixed fees and performance-based fees. The firm reports active ESG investing as part of its approach.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds37%
- US Government Bonds25%
- State & Local Bonds12%
- Exchange Traded Equities11%
- Other5%
Owners & executives
3 of 4
Francis Baranko
Chief Investment OfficerCRD 2299814
Jimmy Tran
Chief Compliance OfficerCRD 5801259

Annette Lege
Chief Financial OfficerCRD 2244646
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 385Active vs passive
$4.3B in ETFs
81%
$3.5B
<1%
$824M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $350M | 510,856 | 8.07% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 1415 Vantage Park Dr
- Time zone
- ET (UTC-5)
- Office locations
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