Allspring Global Investments, LLC

RIASEC Registered
Total AUM
$476B
Discretionary
$476B
100% of AUM
Avg account
$43M
Accounts
11,055
Employees
956
Advisory reps
4

Firm details

Headquarters
Charlotte, North Carolina
CRD number
104973
Registered since
April 27, 1984
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, PRINCIPAL SECURITIES, INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies71.45%
  • Insurance Companies8.71%
  • State / Municipal Government5.31%
  • Pension & Profit Sharing Plans4.44%
  • Corporations / Businesses3.13%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Allspring Global Investments, LLC is a multi-strategy investment firm organized as an LLC that provides advisory services to both individual/family and institutional clients. The adviser is SEC registered (initial registration in 1984) and operates across a mix of business lines — including acting as a commodity pool operator/commodity trading adviser (CPO/CTA), serving as an adviser to pooled vehicles, selecting other managers, and providing portfolio management for individuals, businesses and investment companies. Fee arrangements include asset-based fees, fixed fees and performance-linked fees. The firm identifies itself as an active ESG investor and maintains affiliations across the broker‑dealer and sponsor/GP space while also functioning as an investment adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 37%, US Government Bonds 25%, State & Local Bonds 12%, Exchange Traded Equities 11%, Other 5%, Public Funds/Mutual Funds 4%, Cash & Cash Equivalents 4%, Sovereign Bonds 1%, Non-Investment Grade Corp Bonds 1%37%
  • Investment Grade Corp Bonds37%
  • US Government Bonds25%
  • State & Local Bonds12%
  • Exchange Traded Equities11%
  • Other5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 481

Active vs passive

$4.5B in ETFs

Passive

82%

$3.7B

Active

<1%

$813M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$369M525,3798.17%

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
1415 Vantage Park Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth