PGIM Investments LLC

RIASEC RegisteredEst. 1987

Total AUM

$345B

Discretionary

$345B

100% of AUM

Avg account

$1.8B

Accounts

197

Employees

458

Advisory reps

Firm details

Headquarters: NEWARK, New Jersey
CRD number: 105670
Registered since: December 31, 1987
Website: www.pgim.com
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies99.89%
Business Development Companies0.11%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

PGIM Investments LLC is an SEC-registered investment adviser organized as a limited liability company and operating primarily with an institutional client focus. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees and carries business registrations that include acting as a commodity pool operator or commodity trading adviser. Its advisory work covers portfolio management for investment companies and for businesses or institutions, the selection and oversight of other advisers, and educational programs such as seminars and workshops. The firm is affiliated across multiple industry roles beyond advisory services: the data lists ties to broker-dealers, trust and insurance companies, real estate brokerage, and sponsorship roles for limited partnerships and pooled investment vehicles. The snapshot flags PGIM Investments LLC as not being an active ESG investor and not designated as a multi-state adviser, while indicating it has been registered with the SEC since 1987.