PGIM Custom Harvest LLC
Firm details
- Headquarters
- NEWARK, New Jersey
- CRD number
- 290235
- Registered since
- February 12, 2019
- Website
- www.pgim.com
- Custodians
- UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.97%
- Corporations / Businesses3.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
PGIM Custom Harvest LLC is a limited liability advisory firm registered with the SEC in 2019 that manages portfolios for both individuals/families and institutional clients. The firm charges fees as a percentage of assets under management and focuses its advisory work on portfolio management for small businesses, individuals, and institutional entities. Filings classify the adviser as unclassified and indicate it is not a multi-state or ESG-focused manager. Its corporate activities and filings show ties to a range of industry roles — including broker-dealer, trust and insurance companies, and sponsor or managing-member roles for pooled investment vehicles — suggesting the firm operates within a broader product and service ecosystem beyond pure advisory mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Exchange Traded Equities2%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4DAWN PALLITTO
Chief Compliance OfficerCRD 6059014
LISA HANES
Chief Operating OfficerCRD 2972287
Claudia Digiacomo
Chief Legal OfficerCRD 7347674
Contacts
3 of 3BERNARD OHARA
Executive Vice PresidentCRD 1528427
ROBERT HOLDERITH
Vice PresidentCRD 2870483
JOEL SAUBER
VP, MarketingCRD 3035443
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 211Active vs passive
$10.1B in ETFs
98%
$9.9B
0%
$212M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US TECHNOLOGY ETF (IYW) | BlackRock | Passive | Technology | $825M | 4,545,590 | 8.16% |
Location
NEWARK, NJ
ESSEX
Location
NEWARK, NJ
Headquartered in NEWARK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- ESSEX
- Address
- 655 Broad St
- Time zone
- ET (UTC-5)
- Office locations
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