PGIM Custom Harvest LLC

RIASEC Registered
Total AUM
$6.9B
Discretionary
$6.9B
100% of AUM
Avg account
$793K
Accounts
8,702
Employees
68
Advisory reps
7

Firm details

Headquarters
Newark, New Jersey
CRD number
290235
Registered since
February 12, 2019
Custodians
UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM
Client types
  • HNWI96.97%
  • Corporations / Businesses3.03%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

PGIM Custom Harvest LLC is an institutional registered investment adviser operating as a limited liability company. The firm is SEC-registered (registration year 2019) and manages portfolios for both individual/family clients and institutional or business clients. Its advisory mandate covers portfolio management for individuals and small businesses as well as management for businesses or institutions. Compensation is charged as a percentage of assets under management. The firm does not identify as a capital allocator and does not flag itself as an active ESG investor. Its regulatory and industry footprint extends beyond pure advisory work: filings list affiliations that include broker‑dealer activity, commodity pool/CTA roles, trust and insurance company relationships, real estate broker functions, and sponsor/GP or managing‑member roles for pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Exchange Traded Equities 2%, Cash & Cash Equivalents 1%97%
  • Public Funds/Mutual Funds97%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 4
  • Stuart Parker

    Stuart Parker

    President and Chief Executive OfficerCRD 1767335

  • Claudia Digiacomo

    Chief Legal OfficerCRD 7347674

  • Dawn Pallitto

    Dawn Pallitto

    Chief Compliance OfficerCRD 6059014

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Contacts

3 of 3
  • Bernard Ohara

    Bernard Ohara

    Executive Vice PresidentCRD 1528427

  • Robert Holderith

    Robert Holderith

    Vice PresidentCRD 2870483

  • Joel Sauber

    VP, MarketingCRD 3035443

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 234

Active vs passive

$12.5B in ETFs

Passive

97%

$12.1B

Active

0%

$425M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US TECHNOLOGY ETF (IYW)BlackRockPassiveTechnology$1.1B4,549,8159.19%

Location

Primary office

Newark, NJ

Essex

Location

Newark, NJ

Headquartered in Newark, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
655 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth