PGIM Custom Harvest LLC
Firm details
- Headquarters
- Newark, New Jersey
- CRD number
- 290235
- Registered since
- February 12, 2019
- Website
- www.pgim.com
- Custodians
- UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.97%
- Corporations / Businesses3.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
PGIM Custom Harvest LLC is an SEC-registered advisory LLC formed in 2019 that provides portfolio management to both individuals/families and institutional clients. The firm charges fees as a percentage of assets under management and focuses on discretionary portfolio management for small businesses, individuals and institutions. It does not identify as an active ESG investor and is not registered as a multi-state adviser. Corporate affiliations listed for the firm span broker‑dealer relationships, other investment adviser roles, CPO/CTA activities, trust and insurance company links, real estate brokerage and sponsorship or GP roles in pooled vehicle structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Exchange Traded Equities2%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4
Dawn Pallitto
Chief Compliance OfficerCRD 6059014
Lisa Hanes
Chief Operating OfficerCRD 2972287
Claudia Digiacomo
Chief Legal OfficerCRD 7347674
Contacts
3 of 3
Bernard Ohara
Executive Vice PresidentCRD 1528427
Robert Holderith
Vice PresidentCRD 2870483
Joel Sauber
VP, MarketingCRD 3035443
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 234Active vs passive
$12.5B in ETFs
97%
$12.1B
0%
$425M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US TECHNOLOGY ETF (IYW) | BlackRock | Passive | Technology | $1.1B | 4,549,815 | 9.19% |
Location
Newark, NJ
Essex
Location
Newark, NJ
Headquartered in Newark, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Essex
- Address
- 655 Broad St
- Time zone
- ET (UTC-5)
- Office locations
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