1932 INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2025

Total AUM

$4.6B

Discretionary

$4.6B

100% of AUM

Avg account

$657M

Accounts

7

Employees

6

Advisory reps

2

Firm details

Headquarters: NEWARK, New Jersey
CRD number: 337619
Registered since: September 19, 2025
Fee structure: Percentage of AUM
Client types: Insurance Companies93.45%
Pension & Profit Sharing Plans4.62%
Charitable Organizations1.92%
Services: Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

1932 Investment Management is an SEC-registered investment adviser organized as an LLC that focuses on portfolio management for institutional and business clients. The firm bills on a percentage-of-AUM basis and reports an institutional client base. It is not positioned as a capital allocator or pension consultant, does not identify as an active ESG investor, and is not registered as a multistate adviser. The firm indicates an affiliation with an insurance company and lists its SEC registration year as 2025.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Investment Grade Corp Bonds36%
Exchange Traded Equities31%
Cash & Cash Equivalents15%
US Government Bonds9%
Public Funds/Mutual Funds4%

Contacts

2 of 2

David Rosenberg
CRD 8264538
KEVIN LIAU
CCOCRD 2644877

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

NEWARK, NJ

ESSEX

Location

NEWARK, NJ

Headquartered in NEWARK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: ESSEX
Address: 3 Penn Plz E
Time zone: ET (UTC-5)
Office locations

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