1932 INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2025
Total AUM
$4.6B
Discretionary
$4.6B
100% of AUM
Avg account
$657M
Accounts
7
Employees
6
Advisory reps
2

Firm details

Headquarters
NEWARK, New Jersey
CRD number
337619
Registered since
September 19, 2025
Fee structure
Percentage of AUM
Client types
  • Insurance Companies93.45%
  • Pension & Profit Sharing Plans4.62%
  • Charitable Organizations1.92%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

1932 Investment Management is an SEC-registered investment adviser organized as an LLC that focuses on portfolio management for institutional and business clients. The firm bills on a percentage-of-AUM basis and reports an institutional client base. It is not positioned as a capital allocator or pension consultant, does not identify as an active ESG investor, and is not registered as a multistate adviser. The firm indicates an affiliation with an insurance company and lists its SEC registration year as 2025.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 36%, Exchange Traded Equities 31%, Cash & Cash Equivalents 15%, US Government Bonds 9%, Public Funds/Mutual Funds 4%, Other 3%, Derivatives 2%36%
  • Investment Grade Corp Bonds36%
  • Exchange Traded Equities31%
  • Cash & Cash Equivalents15%
  • US Government Bonds9%
  • Public Funds/Mutual Funds4%

Contacts

2 of 2
  • David Rosenberg

    CRD 8264538

  • KEVIN LIAU

    CCOCRD 2644877

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEWARK, NJ

ESSEX

Location

NEWARK, NJ

Headquartered in NEWARK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ESSEX
Address
3 Penn Plz E
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth