1932 Investment Management

RIASEC RegisteredEst. 2025
Total AUM
$4.6B
Discretionary
$4.6B
100% of AUM
Avg account
$657M
Accounts
7
Employees
6
Advisory reps
3

Firm details

Headquarters
Newark, New Jersey
CRD number
337619
Registered since
September 19, 2025
Fee structure
Percentage of AUM
Client types
  • Insurance Companies93.45%
  • Pension & Profit Sharing Plans4.62%
  • Charitable Organizations1.92%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

1932 Investment Management is an institutional registered investment adviser that provides portfolio management services to business and institutional clients. The firm is structured as a limited liability company and lists both a domestic entity and an individual as owners. It is SEC-registered (registration year shown as 2025) and charges clients on a percentage-of-assets-under-management basis. The adviser reports an institutional client base and identifies portfolio management for businesses or institutions as its primary advisory activity. It is not designated as an active ESG investor, does not function as a pension consultant, and is not marked as a capital allocator; the firm also notes an industry affiliation with an insurance company.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 36%, Exchange Traded Equities 31%, Cash & Cash Equivalents 15%, US Government Bonds 9%, Public Funds/Mutual Funds 4%, Other 3%, Derivatives 2%36%
  • Investment Grade Corp Bonds36%
  • Exchange Traded Equities31%
  • Cash & Cash Equivalents15%
  • US Government Bonds9%
  • Public Funds/Mutual Funds4%

Contacts

3 of 3
  • Kevin Cavanagh

    Kevin Cavanagh

    Investment Advisor RepresentativeCRD 6588873

  • David Rosenberg

    CRD 8264538

  • Kevin Liau

    Kevin Liau

    CCOCRD 2644877

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newark, NJ

Essex

Location

Newark, NJ

Headquartered in Newark, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
3 Penn Plz E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth