PGIM DC Solutions LLC

RIASEC RegisteredEst. 2022
Total AUM
$6.9B
Discretionary
$6.9B
100% of AUM
Avg account
$172M
Accounts
40
Employees
66
Advisory reps
7

Firm details

Headquarters
Newark, New Jersey
CRD number
318800
Registered since
May 31, 2022
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles94.44%
  • Investment Companies5.56%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

PGIM DC Solutions LLC is an institutional registered investment adviser formed as an LLC and registered with the SEC in 2022. The firm is described as a capital allocator that serves institutional clients and charges fees based on a percentage of assets under management. Its advisory registration covers a broad set of portfolio management activities — for individuals and small businesses, investment companies, pooled investment vehicles, and institutional clients — and it is authorized to select other advisers on behalf of clients. Although the stated client base is institutional, the firm's registration and activity set indicate capability across pooled vehicles and direct portfolio management. PGIM DC Solutions is not marked as an active ESG investor, is not a multi-state adviser, and does not identify as a pension consultant. It also lists multiple industry affiliations that point to a range of roles beyond pure advisory work, including broker-dealer relationships, trust company and insurance company interactions, and positions as sponsor, general partner, or managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Stuart Parker

    Stuart Parker

    President and Chief Executive OfficerCRD 1767335

  • Claudia Digiacomo

    Chief Legal OfficerCRD 7347674

  • Dawn Pallitto

    Dawn Pallitto

    Chief Compliance OfficerCRD 6059014

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Contacts

3 of 3
  • Bernard Ohara

    Bernard Ohara

    Executive Vice PresidentCRD 1528427

  • Scott Benjamin

    Scott Benjamin

    Registered RepresentativeCRD 4385999

  • Joel Sauber

    VP, MarketingCRD 3035443

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Newark, NJ

Essex

Location

Newark, NJ

Headquartered in Newark, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
655 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth