PGIM DC Solutions LLC

RIASEC RegisteredEst. 2022
Total AUM
$6.9B
Discretionary
$6.9B
100% of AUM
Avg account
$172M
Accounts
40
Employees
66
Advisory reps
8

Firm details

Headquarters
NEWARK, New Jersey
CRD number
318800
Registered since
May 31, 2022
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles94.44%
  • Investment Companies5.56%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

PGIM DC Solutions LLC operates as a capital allocator and institutional adviser focused on portfolio management across multiple client vehicle types. The firm provides discretionary portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and institutional clients, and it also performs adviser selection for third-party managers. Its client base is institutional, and it charges fees as a percentage of assets under management. PGIM DC Solutions is SEC-registered (2022) and is structured as an LLC. The firm maintains multiple industry affiliations beyond advisory work, including roles tied to broker-dealers, trust companies, insurance companies, real estate brokerage, commodity pool/CTA activity, and sponsorship or management of pooled investment vehicles. It is not characterized as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • STUART PARKER

    President and Chief Executive OfficerCRD 1767335

  • Claudia Digiacomo

    Chief Legal OfficerCRD 7347674

  • DAWN PALLITTO

    Chief Compliance OfficerCRD 6059014

Unlock 1 more executives

Contacts

3 of 4
  • BERNARD OHARA

    Executive Vice PresidentCRD 1528427

  • SCOTT BENJAMIN

    Registered RepresentativeCRD 4385999

  • JOEL SAUBER

    VP, MarketingCRD 3035443

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NEWARK, NJ

ESSEX

Location

NEWARK, NJ

Headquartered in NEWARK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ESSEX
Address
655 Broad St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth