FIAM LLC

RIASEC RegisteredEst. 2004

Total AUM

$348B

Discretionary

$348B

100% of AUM

Avg account

$537M

Accounts

647

Employees

196

Advisory reps

Firm details

Headquarters: SMITHFIELD, Rhode Island
CRD number: 133196
Registered since: December 2, 2004
Custodians: BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Investment Companies67.6%
Other Investment Advisers8.32%
Pooled Investment Vehicles7.02%
Charitable Organizations4.2%
Pension & Profit Sharing Plans3.7%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Fiam LLC is a multi-strategy investment manager organized as a limited liability company and active in both individual/family and institutional markets. The firm runs a mix of pooled vehicles and bespoke portfolio mandates and acts in roles that include commodity pool operator/commodity trading advisor (CPO/CTA) and selection-of-other-advisers. Its advisory footprint covers portfolio management for individuals and small businesses, investment companies, pooled vehicles, and institutional clients, and it offers pension consulting services. Investmently, Fiam leans into a diversified lineup: a large public equities presence combined with a stated preference for fixed-income exposure and a meaningful program of private funds and alternatives. The firm charges a mix of percentage-of-AUM and performance-based fees alongside other fee arrangements. Fiam is not characterized as an active ESG investor on its filings.