Wealth Management Resources, Inc.
Firm details
- Headquarters
- Smithfield, Rhode Island
- CRD number
- 45452
- Registered since
- February 18, 2000
- Website
- wealthmanagers.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals50.07%
- HNWI41.82%
- Pension & Profit Sharing Plans6.77%
- Charitable Organizations0.83%
- Corporations / Businesses0.52%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Wealth Management Resources, Inc. is an independent, SEC-registered RIA founded in 2000 and owned by an individual principal. The firm serves both individuals/families and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars. It also conducts business as a registered representative of a broker-dealer and as an insurance broker, and charges clients via a mix of AUM-based fees, hourly and fixed fees, and commissions. The adviser does not identify as an active ESG investor and operates from a single-office footprint rather than as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds88%
- Cash & Cash Equivalents10%
- Exchange Traded Equities2%
Contacts
3 of 7
Kevin Worthley
Executive Vice PresidentCRD 4089865
Arthur Everly
PresidentCRD 708891
Scott Everly
Executive Vice PresidentCRD 6488691
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$383M in ETFs
88%
$335M
8%
$47.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 QUALITY ETF (SPHQ) | Invesco | Passive | Large Blend | $43.2M | 478,990 | 11.28% |
Location
Smithfield, RI
Providence
Location
Smithfield, RI
Headquartered in Smithfield, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Providence
- Address
- 28 Cedar Swamp Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
NCU Investment Solutions
RIASmithfield, RI
Fiam LLC
RIASmithfield, RI
Axis Wealth Partners, LLC
RIAEast Providence, RI
Signet Investment Advisory Group, Inc.
RIAProvidence, RI
The Retirement Planning Company of New England, Inc.
RIAWarwick, RI
Hall Capital Management Company, Inc.
RIABarrington, RI