THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

RIASEC RegisteredEst. 1998

Total AUM

$394M

Discretionary

$371M

94% of AUM

Avg account

$301K

Accounts

1,312

Employees

Advisory reps

Firm details

Headquarters: WARWICK, Rhode Island
CRD number: 108705
Registered since: October 13, 1998
Website: www.retirementplanningco.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI66.62%
Individuals33.29%
Charitable Organizations0.08%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

The Retirement Planning Company Of New England, Inc. is a corporation that has been SEC-registered since 1998 and is owned by an individual principal. The firm serves both individual and family clients as well as institutional clients, providing portfolio management for individuals, small businesses, and other business or institutional entities. Its compensation approach is flexible: fee arrangements include a percentage of assets under management, hourly and fixed fees, and commission-based billing. The adviser does not position itself as a capital allocator and is not an active ESG investor. It is not registered as a multi-state adviser and is not newly formed. Regulatory filings classify the firm as unclassified and indicate it does not operate as a related adviser to another registered adviser.