ARLEN CAPITAL, LLC

RIASEC RegisteredEst. 2004

Total AUM

$349M

Discretionary

$346M

99% of AUM

Avg account

$506K

Accounts

690

Employees

Advisory reps

Firm details

Headquarters: WARWICK, Rhode Island
CRD number: 118113
Registered since: April 14, 2004
Website: arlencorp.com
Custodians: PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: HNWI82.41%
Individuals16.37%
Corporations / Businesses0.99%
Charitable Organizations0.24%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Arlen Capital, LLC is an SEC-registered advisory firm organized as an LLC and operating since 2004. Its client focus is individual and family households, and it charges fees as a percentage of assets under management. The firm provides discretionary portfolio management for individuals and small businesses and also performs selection of other advisers, positioning itself as a capital allocator that leans on outside managers when appropriate. Arlen Capital does not identify as an active ESG investor, and its filings do not indicate pension consulting or related-adviser arrangements. The firm lists an affiliation with an insurance company and reports annuities among the investment vehicles it uses.