Vanguard Advisers, Inc.

RIASEC Registered

Total AUM

$345B

Discretionary

$121B

35% of AUM

Avg account

$435K

Accounts

791,528

Employees

2,208

Advisory reps

2,499

Firm details

Headquarters: Malvern, Pennsylvania
CRD number: 106715
Registered since: July 28, 1995
Website: investor.vanguard.com
Custodians: THE VANGUARD GROUP, INC., THE VANGUARD GROUP, INC., THE VANGUARD GROUP, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals47.82%
HNWI47.74%
Pooled Investment Vehicles4.44%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Vanguard Advisers, Inc. is a non-independent retail registered investment adviser that has been SEC registered since 1995. The firm serves both individual and family clients as well as institutional investors and operates as a registered municipal advisor. Its advisory scope includes financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, and the selection of other advisers. Compensation arrangements shown in filings combine percentage-of-AUM fees with fixed-fee engagements. Vanguard Advisers, Inc. identifies as an active ESG investor and maintains multiple industry affiliations across broker-dealer, trust, banking, insurance and sponsor/GP channels.