WHARTON BUSINESS GROUP, LLC

RIASEC RegisteredEst. 2009

Total AUM

$4.6B

Discretionary

$4.1B

91% of AUM

Avg account

$13.5M

Accounts

337

Employees

Advisory reps

Firm details

Headquarters: MALVERN, Pennsylvania
CRD number: 133722
Registered since: November 13, 2009
Website: aleragroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.44%
Charitable Organizations13.98%
Corporations / Businesses2.27%
Pension & Profit Sharing Plans2.1%
Individuals0.22%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Wharton Business Group, LLC is an SEC-registered limited liability company that provides financial planning and portfolio management primarily for individuals, families and small businesses, with some institutional client coverage. The firm offers a mix of fee arrangements — percentage of assets under management, hourly fees and fixed fees — and also operates as an insurance broker. Advisory services listed include financial planning, portfolio management for individual and small business accounts, and pension consulting. Filings indicate the firm is not positioned as an active ESG investor and is not designated as a multi-state adviser. Corporate structure is a domestic LLC with individual ownership components, and the firm has reported affiliations that include broker‑dealer activity, additional registered investment adviser roles, and sponsorship or general partner responsibilities for pooled investment vehicles.