Raymond James Financial Services Advisors, Inc

RIASEC RegisteredEst. 2008

Total AUM

$390B

Discretionary

$172B

44% of AUM

Avg account

$352K

Accounts

1,107,860

Employees

9,675

Advisory reps

6,662

Firm details

Headquarters: St Petersburg, Florida
CRD number: 149018
Registered since: December 23, 2008
Website: www.raymondjames.com
Custodians: RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI59.18%
Individuals29.57%
Pension & Profit Sharing Plans6.91%
Corporations / Businesses3.96%
Insurance Companies0.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James Financial Services Advisors, Inc. is a non‑independent, retail registered investment adviser operating as a corporate entity within the Raymond James ecosystem. The firm acts as a capital allocator for both individual and institutional clients and offers a broad set of advisory services: financial planning, portfolio management for individuals and businesses, pension consulting, selection of sub‑advisers, and educational programming. Its revenue model includes AUM fees, hourly and fixed fees, commissionable products, and other fee arrangements. The adviser is not classified as an active ESG investor and lists a series of industry affiliations that include broker‑dealer, trust company, bank/thrift, insurance company, registered municipal advisor, and pension consultant roles.