Raymond James Financial Services Advisors, Inc

RIASEC Registered

Total AUM

$390B

Discretionary

$172B

44% of AUM

Avg account

$352K

Accounts

1,107,860

Employees

9,675

Advisory reps

6,758

Firm details

Headquarters: St Petersburg, Florida
CRD number: 149018
Registered since: December 23, 2008
Website: www.raymondjames.com
Custodians: RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI59.18%
Individuals29.57%
Pension & Profit Sharing Plans6.91%
Corporations / Businesses3.96%
Insurance Companies0.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James Financial Services Advisors, Inc. operates as a non-independent retail Registered Investment Adviser that serves individual, family and institutional clients. The firm is SEC-registered (since 2008) and functions as a capital allocator, directing client capital into in-house and third‑party solutions. Its advisory services include financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions, pension consulting and manager selection, plus educational seminars and workshops. Fee arrangements are mixed — percentage of AUM, hourly and fixed fees, as well as commission-based and other structures. The firm is not listed as an active ESG investor. It is affiliated with multiple financial service lines, including broker‑dealer, trust, banking, insurance and pension consulting activities, and sponsors limited partnerships outside of pooled investment vehicles.