Raymond James Financial Services Advisors, Inc

RIASEC RegisteredEst. 2008

Total AUM

$390B

Discretionary

$172B

44% of AUM

Avg account

$352K

Accounts

1,107,860

Employees

9,675

Advisory reps

6,649

Firm details

Headquarters: St Petersburg, Florida
CRD number: 149018
Registered since: December 23, 2008
Website: www.raymondjames.com
Custodians: RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI59.18%
Individuals29.57%
Pension & Profit Sharing Plans6.91%
Corporations / Businesses3.96%
Insurance Companies0.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James Financial Services Advisors, Inc. operates as an independent, SEC-registered investment adviser and functions as a capital allocator for both individual/family and institutional clients. The firm offers a mix of fee arrangements (percentage of AUM, hourly and fixed fees) alongside commission-based business and other billing models. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection and educational seminars. The firm maintains a broad set of industry affiliations — including broker-dealer activities, trust and banking relationships, insurance company and pension consultant roles, and sponsorship of limited partnerships — which suggests an integrated platform able to deliver custody, trust, insurance and third-party manager access alongside advisory services. It is not identified as an active ESG investor.