RAYMOND JAMES INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2015
Total AUM
$16.9B
Discretionary
$16.9B
100% of AUM
Avg account
$3.4B
Accounts
5
Employees
175
Advisory reps
34

Firm details

Headquarters
ST PETERSBURG, Florida
CRD number
174904
Registered since
July 6, 2015
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies99.99%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Raymond James Investment Management is a corporate investment adviser organized as a hedge-fund manager that registered with the SEC in 2015. Its client base combines high‑net‑worth individuals and families with institutional relationships. The firm offers portfolio management across separately managed accounts, investment companies and pooled investment vehicles, and charges both asset‑based fees and performance‑linked fees. Regulatory and business affiliations extend beyond pure advisory activity: the firm is connected with broker‑dealer, trust, insurance and banking/thrift activities and acts in sponsor and manager roles for pooled vehicles. The firm does not present itself as an ESG‑focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • ERIC WILWANT

    Chief Operating OfficerCRD 2256062

  • DAMIAN SOUSA

    Chief Compliance OfficerCRD 2061882

Contacts

3 of 32
  • DALE STOVER

    Managing AdvisorCRD 4467181

  • JASON JACKSON

    Senior AdvisorCRD 4753917

  • Michael Schaefer

    Registered RepresentativeCRD 7379746

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ST PETERSBURG, FL

PINELLAS

Location

ST PETERSBURG, FL

Headquartered in ST PETERSBURG, FL, in the South of the United States.

Region
South
County
PINELLAS
Address
780 Carillon Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth