ARK Investment Management LLC

RIASEC RegisteredEst. 2014
Total AUM
$16B
Discretionary
$16B
100% of AUM
Avg account
$470M
Accounts
34
Employees
58
Advisory reps
5

Firm details

Headquarters
ST PETERSBURG, Florida
CRD number
169525
Registered since
January 21, 2014
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies87.46%
  • Pooled Investment Vehicles9.72%
  • State / Municipal Government2.59%
  • Pension & Profit Sharing Plans0.21%
  • Other Investment Advisers0.02%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

ARK Investment Management LLC is an SEC-registered investment manager (registered in 2014) organized as an LLC that operates across venture-capital and multi-strategy fund activities. The firm primarily serves institutional clients and combines traditional portfolio management with research and published commentary. Compensation includes asset-based fees plus performance-linked fees. ARK identifies as an active ESG investor and participates as sponsor, general partner, and managing member in pooled investment vehicles, but it does not present itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Private Funds 3%, Cash & Cash Equivalents 1%96%
  • Exchange Traded Equities96%
  • Private Funds3%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • CATHERINE WOOD

    Chief Executive Officer & Chief Investment OfficerCRD 3173419

  • THOMAS STAUDT

    President and Chief Operating OfficerCRD 6770544

  • PAUL WILSON

    Chief Financial OfficerCRD 6800473

Contacts

2 of 2
  • KELLEN CARTER

    Corporate CounselCRD 6488994

  • DANA WOLFE

    General CounselCRD 4868429

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 8

Active vs passive

$158M in ETFs

Passive

96%

$151M

Active

4%

$6.6M

ETFProviderStyleCategoryValueShares% of portfolio
ARK 21SHARES BITCOIN ETF (ARKB)ARKPassiveDigital Assets$151M6,698,20695.63%

Location

Primary office

ST PETERSBURG, FL

PINELLAS

Location

ST PETERSBURG, FL

Headquartered in ST PETERSBURG, FL, in the South of the United States.

Region
South
County
PINELLAS
Address
200 Central Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth