RIAs: Over $5B AUM

2,036 RIAs in the Over $5B AUM range, ranked by reported regulatory assets.

Prime Capital Financial

RIA

Overland Park, KS

AUM $39.1BTEAM 460REPS 267

Mason Street Advisors, LLC

RIA

Milwaukee, WI

AUM $39.1BTEAM 13REPS 6

Marathon-London

RIA

London

AUM $39BTEAM 74REPS 9

Alps Advisors, Inc.

RIA

Denver, CO

AUM $38.8BTEAM 73REPS 17

TCW Investment Management Company LLC

RIA

Los Angeles, CA

AUM $38.8BTEAM 405REPS 45

Linden Advisors LP

RIA

New York, NY

AUM $38.8BTEAM 48REPS 4

Voya Investment Management LLC

RIA

Atlanta, GA

AUM $38.8BTEAM 859REPS 7

MS Capital Partners Adviser Inc.

RIA

New York, NY

AUM $38.8BTEAM 209REPS 13

Wealthspire Retirement Advisory

RIA

Aliso Viejo, CA

AUM $38.6BTEAM 244REPS 157

Silchester International Investors

RIA

London

AUM $38.6BTEAM 32REPS 4

Investure, LLC

RIA

Charlottesville, VA

AUM $38.5BTEAM 51REPS 9

First Manhattan Co LLC

RIA

New York, NY

AUM $38.1BTEAM 147REPS 69

Accel Management Co L.L.C.

RIA

Palo Alto, CA

AUM $38BTEAM 91REPS 8

Polar Asset Management Partners Inc.

RIA

Toronto

AUM $37.9BTEAM 164REPS 5

Hilltop Securities Asset Management, LLC

RIA

Dallas, TX

AUM $37.7BTEAM 31REPS 29

Nomura Corporate Research and Asset Management Inc

RIA

New York, NY

AUM $37.6BTEAM 50REPS 10

Creative Planning Institutional Advisors, LLC

RIA

Newport Beach, CA

AUM $37.5BTEAM 195REPS 97

Voya Retirement Advisors, LLC

RIA

Windsor, CT

AUM $37.5BTEAM 121REPS 130

Dragoneer Investment Group, LLC

RIA

San Francisco, CA

AUM $37BTEAM 79REPS 5

Sound Point Capital Management, LP

RIA

New York, NY

AUM $37BTEAM 200REPS 11

Hotchkis and Wiley Capital Management, LLC

RIA

Los Angeles, CA

AUM $36.9BTEAM 64REPS 7

MIC Capital Management UK LLP

RIA

London

AUM $36.8BTEAM 236REPS 8

Rockefeller Capital Management

RIA

New York, NY

AUM $36.8BTEAM 602REPS 350

55ip

RIA

Boston, MA

AUM $36.7BTEAM 86REPS 5

Other AUM ranges

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