ALPS ADVISORS, INC.

RIASEC RegisteredEst. 2006
Total AUM
$38.8B
Discretionary
$38.3B
99% of AUM
Avg account
$1.8B
Accounts
22
Employees
73
Advisory reps
17

Firm details

Headquarters
DENVER, Colorado
CRD number
134340
Registered since
September 12, 2006
Website
www.alpsadvisors.com
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Investment Companies95.54%
  • Other Investment Advisers4.46%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alps Advisors, Inc. is a corporately organized, SEC-registered investment adviser that primarily serves institutional clients. Registered in 2006, the firm provides portfolio management for investment companies and for businesses or institutional accounts. It lists CPO/CTA activity among its business lines and is affiliated with a broker-dealer. Fee arrangements include percentage-of-AUM, fixed fees and other structures. The firm identifies itself as an active ESG investor and is organized under domestic ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Public Funds/Mutual Funds 19%, State & Local Bonds 4%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, Cash & Cash Equivalents 1%73%
  • Exchange Traded Equities73%
  • Public Funds/Mutual Funds19%
  • State & Local Bonds4%
  • Investment Grade Corp Bonds2%
  • US Government Bonds1%

Owners & executives

3 of 3

  • ERIC HEWITT

    CIOCRD 2630132

  • MATTHEW SUTULA

    Chief Compliance OfficerCRD 6209373

  • Robert McLaughlin

    Chief Operating OfficerCRD 7479644

Contacts

3 of 14

  • TARA NECKEL

    Vice PresidentCRD 4051739

  • ALEXANDER HAGMEYER

    Sr. DirectorCRD 7641756

  • RYAN STRELESKY

    Senior Compliance ManagerCRD 6112756

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 71

Active vs passive

$2.8B in ETFs

Passive

96%

$2.7B

Active

4%

$109M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$159M496,9225.72%
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Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
1290 N Broadway
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth