Alps Advisors, Inc.
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 134340
- Registered since
- September 12, 2006
- Website
- www.alpsadvisors.com
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Investment Companies95.54%
- Other Investment Advisers4.46%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alps Advisors, Inc. is an institutional registered investment adviser that provides portfolio management for investment companies and for businesses and institutions. The firm is SEC-registered (initial registration in 2006) and operates with an institutional client focus rather than a retail household focus. Fee arrangements include percentage-of-AUM schedules as well as fixed-fee and other contract structures. Alps Advisors also lists CPO/CTA activity and maintains an affiliation with a broker-dealer. The firm identifies itself as an active ESG investor and incorporates environmental, social, and governance considerations into its investment process.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Public Funds/Mutual Funds19%
- State & Local Bonds4%
- Investment Grade Corp Bonds2%
- US Government Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$922M in ETFs
78%
$721M
21%
$201M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $165M | 441,657 | 17.92% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 1290 N Broadway
- Time zone
- MT (UTC-7)
- Office locations
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