ARROWMARK COLORADO HOLDINGS, LLC

RIASEC RegisteredEst. 2009
Total AUM
$21B
Discretionary
$21B
100% of AUM
Avg account
$152M
Accounts
138
Employees
95
Advisory reps
10

Firm details

Headquarters
DENVER, Colorado
CRD number
149120
Registered since
January 13, 2009
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles38.59%
  • Other36.71%
  • Investment Companies17.4%
  • HNWI2.42%
  • Pension & Profit Sharing Plans1.5%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Arrowmark Colorado Holdings, LLC is a privately organized investment manager that operates hedge fund and securitized-asset strategies alongside pooled vehicles and separate account management. The firm provides portfolio management to individuals, small businesses, investment companies, pooled investment vehicles and institutions, and it acts in CPO/CTA capacities and as sponsor or general partner for pooled products. Clients include both individual/family investors and institutional allocators. Fee arrangements combine asset-based management fees with performance-linked compensation. The adviser is not positioned as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Other 26%, Non-Exchange Traded Equities 15%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Public Funds/Mutual Funds 1%50%
  • Exchange Traded Equities50%
  • Other26%
  • Non-Exchange Traded Equities15%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • RICHARD GROVE

    Chief Compliance OfficerCRD 2237020

Contacts

3 of 9
  • KAREN REIDY

    PartnerCRD 2667903

  • BRIAN SCHAUB

    PartnerCRD 4235273

  • Joseph Rice

    General CounselCRD 5483756

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 5

Active vs passive

$237M in ETFs

Passive

98%

$233M

Active

2%

$4.3M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$116M1,270,02349.03%

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
100 Fillmore St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth