ROCKEFELLER CAPITAL MANAGEMENT
Firm details
- Headquarters
- New York, New York
- CRD number
- 294197
- Registered since
- March 1, 2018
- Website
- www.rockefellerfunds.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI57.26%
- Pooled Investment Vehicles12.79%
- Investment Companies10.08%
- Corporations / Businesses8.13%
- Charitable Organizations6.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Rockefeller Capital Management is an independent, SEC-registered registered investment adviser organized as an LLC. The firm functions as a capital allocator for both individual and family clients as well as institutions, offering a mix of financial planning, discretionary portfolio management, pension consulting and selection of third-party advisers. Its business lines extend beyond advisory services to include roles such as registered CPO/CTA activity, insurance brokerage and accounting services. Fee models are varied — percentage-of-AUM, fixed fees and performance-based arrangements are all used. Rockefeller identifies as an active ESG investor and describes itself as an allocator to third-party managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- State & Local Bonds22%
- Public Funds/Mutual Funds18%
- Private Funds9%
- US Government Bonds8%
Owners & executives
3 of 12MARY BENNETT
Chief Administrative OfficerCRD 5144280
ESMA BAJRAKTAREVIC
Team Chief Operating OfficerCRD 4320703
JAMES LEE
Chief Operating Officer & Managing DirectorCRD 4169782
Contacts
3 of 333JAMES MCKENZIE
Managing Director, Private AdvisorCRD 3114262
JAHAN JEWAYNI
Managing Director, Private AdvisorCRD 4839007
JOSEF NAJAR
Managing Director, Private AdvisorCRD 3245720
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,675Active vs passive
$24.8B in ETFs
83%
$20.4B
9%
$4.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $1.9B | 2,946,267 | 7.73% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 45 Rockefeller Plz
- Time zone
- ET (UTC-5)
- Office locations
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