Nomura Corporate Research And Asset Management Inc

RIASEC RegisteredEst. 1991

Total AUM

$37.6B

Discretionary

$37.1B

99% of AUM

Avg account

$569M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 110411
Registered since: June 7, 1991
Custodians: STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: State / Municipal Government49.06%
Pooled Investment Vehicles26.81%
Sovereign Wealth Funds8.05%
Pension & Profit Sharing Plans7.92%
Investment Companies5.71%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nomura Corporate Research And Asset Management Inc is an institutional registered investment adviser operating within the Nomura group that provides portfolio management for investment companies, pooled investment vehicles and institutions. The firm is active as a commodity pool operator/commodity trading advisor (CPO/CTA) and is involved as a sponsor or general partner of pooled vehicles. Its client base is institutional, and its compensation includes percentage-of-AUM fees along with performance-based fees. The firm identifies as an active ESG investor. The firm’s regulatory footprint dates back to SEC registration in 1991. Its business affiliations extend into broker‑dealer activity and other financial services roles—among them a registered security‑based swap dealer, futures commission merchant, trust company, insurance company and banking/thrift relationships—reflecting integration with broader capital markets and custody networks.