Nomura Corporate Research And Asset Management Inc

RIASEC RegisteredEst. 1991

Total AUM

$37.6B

Discretionary

$37.1B

99% of AUM

Avg account

$569M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 110411
Registered since: June 7, 1991
Custodians: STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: State / Municipal Government49.06%
Pooled Investment Vehicles26.81%
Sovereign Wealth Funds8.05%
Pension & Profit Sharing Plans7.92%
Investment Companies5.71%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nomura Corporate Research And Asset Management Inc. is a corporate investment manager focused on institutional clients. The firm has been SEC-registered since 1991 and operates under fee arrangements that combine a percentage of assets under management with performance-based fees. Its advisory remit spans portfolio management for investment companies, pooled investment vehicles, and institutional or business clients. Regulatory and business roles tied to the firm include CPO/CTA activities and affiliations across broker-dealer, futures, swap-dealer and custody-linked sectors. The firm identifies as an active ESG investor and prefers fixed-income strategies as a central part of its mandate.