SOUND POINT CAPITAL MANAGEMENT, LP

RIASEC RegisteredEst. 2011
Total AUM
$37B
Discretionary
$37B
100% of AUM
Avg account
$228M
Accounts
162
Employees
200
Advisory reps
11

Firm details

Headquarters
New York, New York
CRD number
157479
Registered since
July 12, 2011
Custodians
THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles95.03%
  • Insurance Companies2.56%
  • Business Development Companies1.63%
  • Corporations / Businesses0.78%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sound Point Capital Management, LP is a limited partnership that manages institutional capital across securitized and hedge strategies while also sponsoring pooled investment vehicles. The firm markets itself as a multifaceted fund manager with operations that include portfolio management for investment companies, pooled vehicles and institutional clients, and it conducts CPO/CTA activity. Fee arrangements include a mix of percentage-of-AUM, fixed fees and performance-based fees. Sound Point identifies as an active ESG investor and typically allocates to strategies where relative value across structured credit and liquid alternatives can be captured. Investment activity is concentrated in securitized asset strategies and opportunistic hedge funds, with the firm acting both as manager and sponsor of private funds. That sponsor role and the firm’s track record of running multiple pooled vehicles suggest an emphasis on internally managed funds alongside third‑party alternative allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 49%, Private Funds 36%, Cash & Cash Equivalents 12%, Exchange Traded Equities 2%, Non-Exchange Traded Equities 1%49%
  • Other49%
  • Private Funds36%
  • Cash & Cash Equivalents12%
  • Exchange Traded Equities2%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 7
  • DANIEL FABIAN

    Global CFOCRD 6159551

  • SARAH SEELAUS

    Chief Operating OfficerCRD 7072373

  • THOMAS NEWBERRY

    Chief Credit OfficerCRD 2120648

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Contacts

3 of 4
  • VINCENT DARPINO

    General CounselCRD 1551042

  • STEPHEN KETCHUM

    Managing PartnerCRD 1274772

  • DAVID WERMUTH

    Co-PresidentCRD 5473034

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 4

Active vs passive

$4.1M in ETFs

Passive

100%

$4.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
Spdr Gold Trust (GLD)State StreetPassiveCommodities Focused$1.5M8,53935.19%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
375 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth