HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2001
Total AUM
$36.9B
Discretionary
$36.9B
100% of AUM
Avg account
$359M
Accounts
103
Employees
64
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
114649
Registered since
September 5, 2001
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, J.P. MORGAN SECURITIES INC., STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Investment Companies66.46%
  • Pooled Investment Vehicles13.23%
  • Pension & Profit Sharing Plans10.93%
  • State / Municipal Government6.6%
  • Charitable Organizations2.46%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hotchkis And Wiley Capital Management, LLC is an SEC-registered limited liability company that has been operating as an investment adviser since 2001. The firm is organized as a hedge fund manager serving primarily institutional clients and is owned by a domestic entity and individuals. Its advisory services cover a broad set of mandates: separate account portfolio management for individuals and small businesses, investment companies, pooled vehicles and institutional clients. Fee arrangements include asset-based fees, fixed fees and performance-based compensation. The firm identifies as an active ESG investor, and it is not structured as a multi-state adviser, pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Non-Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%87%
  • Exchange Traded Equities87%
  • Non-Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents2%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 4
  • JAMES MENVIELLE

    Chief Financial OfficerCRD 4819536

  • ANNA MARIE LOPEZ

    Chief Operating OfficerCRD 4442085

  • TINA KODAMA

    Chief Compliance OfficerCRD 4315225

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Contacts

3 of 3
  • THOMAS HIRSCHMANN

    Head of DistributionCRD 3101608

  • DOUGLAS MARTIN

    Senior Managing DirectorCRD 724467

  • GEORGE DAVIS

    Executive ChairmanCRD 2737237

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$14.6M in ETFs

Passive

100%

$14.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD LONG-TERM TREASURY INDEX FUND (VGLT)VanguardPassiveLong Government$14.6M264,300100.00%

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
601 S Figueroa St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth