LIDO

RIASEC RegisteredEst. 2015
Total AUM
$42.5B
Discretionary
$41.4B
97% of AUM
Avg account
$1M
Accounts
42,220
Employees
437
Advisory reps
313

Firm details

Headquarters
Los Angeles, California
CRD number
269866
Registered since
July 1, 2015
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI86.55%
  • Corporations / Businesses6.06%
  • Individuals3.27%
  • Charitable Organizations2.18%
  • Pooled Investment Vehicles1.61%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Lido is an independent registered investment adviser formed as an LLC and operating as a capital allocator across individual, family and institutional client segments. The firm provides a broad set of advisory services — financial planning, portfolio management for individuals, businesses and pooled vehicles, selection of sub‑advisers, and educational seminars — and also acts in commodity pool/CTA capacities. Its fee framework is flexible (percentage of AUM, hourly, fixed and performance‑based arrangements). Lido identifies as an active ESG investor and has received multiple industry recognitions, including placements on Barron’s Top 100 RIA lists (2021–2025) and mentions in Forbes and the Financial Times.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 44%, Exchange Traded Equities 28%, Private Funds 11%, Cash & Cash Equivalents 6%, State & Local Bonds 4%, Derivatives 3%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, Other 1%44%
  • Public Funds/Mutual Funds44%
  • Exchange Traded Equities28%
  • Private Funds11%
  • Cash & Cash Equivalents6%
  • State & Local Bonds4%

Owners & executives

3 of 10
  • JASON LEE

    Chief Legal and Compliance OfficerCRD 6905728

  • JASON OZUR

    Chief Executive OfficerCRD 5734834

  • BLAIR BUICK

    Chief Strategy OfficerCRD 4715016

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Contacts

3 of 303
  • Jaron Wagner

    Investment Adviser RepresentativeCRD 7171984

  • SAMUEL HOECK

    Senior Vice PresidentCRD 6220466

  • Ryan Pittman

    Senior Associate, Wealth PlanningCRD 7324872

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 725

Active vs passive

$19.1B in ETFs

Passive

91%

$17.4B

Active

3%

$1.6B

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$2.8B4,336,22214.82%

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1875 Century Park E
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth