Lido
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 269866
- Registered since
- July 1, 2015
- Website
- www.lidoadvisors.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI86.55%
- Corporations / Businesses6.06%
- Individuals3.27%
- Charitable Organizations2.18%
- Pooled Investment Vehicles1.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Lido is an independent SEC‑registered investment adviser organized as an LLC and operating as a capital allocator for individual, family and institutional clients. Registered in 2015, the firm combines financial planning and discretionary portfolio management across vehicles that include separate accounts, pooled investment vehicles and investment companies. Lido also acts in CPO/CTA capacities, offers educational programming, and provides adviser‑of‑advisers services (selection of other advisers). Its fee arrangements are flexible and include percentage‑of‑AUM charges, fixed and hourly fees, and performance‑based fees. The firm identifies as an active ESG investor and has received repeated industry recognition from outlets such as Barron’s, Forbes, the Financial Times and AdvisorHub.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities28%
- Private Funds11%
- Cash & Cash Equivalents6%
- State & Local Bonds4%
Owners & executives
3 of 10
Jason Lee
Chief Legal and Compliance OfficerCRD 6905728
Daniel Marquis
Chief Financial OfficerCRD 2516580
Jason Ozur
Chief Executive OfficerCRD 5734834
Contacts
3 of 312
Jaron Wagner
Investment Adviser RepresentativeCRD 7171984
Samuel Hoeck
Senior Vice PresidentCRD 6220466
Ryan Pittman
Senior Associate, Wealth PlanningCRD 7324872
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 725Active vs passive
$19.1B in ETFs
91%
$17.4B
3%
$1.6B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $2.8B | 4,336,222 | 14.82% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 1875 Century Park E
- Time zone
- PT (UTC-8)
- Office locations
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