TCW INVESTMENT MANAGEMENT COMPANY LLC

RIASEC RegisteredEst. 1987
Total AUM
$38.8B
Discretionary
$38.8B
100% of AUM
Avg account
$7.8M
Accounts
4,982
Employees
405
Advisory reps
49

Firm details

Headquarters
Los Angeles, California
CRD number
106546
Registered since
February 18, 1987
Custodians
UBS FINANCIAL SERVICES INC., JPMORGAN CHASE, NA, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies75.95%
  • Pooled Investment Vehicles15.68%
  • Individuals6.25%
  • Pension & Profit Sharing Plans1.32%
  • Corporations / Businesses0.31%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

TCW Investment Management Company LLC is a long-established SEC-registered investment adviser organized as an LLC. The firm serves both individual/family and institutional clients and reports portfolio management across individual accounts, pooled investment vehicles, investment companies, and business or institutional mandates. It also operates in commodity pool operator/commodity trading adviser (CPO/CTA) activities and lists affiliations that include broker-dealer relationships, insurance company work, real estate brokerage, and sponsor or managing-member roles for private pooled vehicles. Its fee model combines a percentage-of-assets structure with performance-based fees. The firm does not identify itself as an active ESG investor. Ownership is reported as a mix of domestic entity and individual stakeholders.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Sovereign Bonds 9%, US Government Bonds 4%, Investment Grade Corp Bonds 3%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%79%
  • Exchange Traded Equities79%
  • Sovereign Bonds9%
  • US Government Bonds4%
  • Investment Grade Corp Bonds3%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 4
  • Kathryn Jones

    Chief Compliance Officer and CounselCRD 6768341

  • MELISSA STOLFI

    Global Chief Operating OfficerCRD 4975592

  • RICHARD VILLA

    Managing Director, Chief Financial OfficerCRD 5586600

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Contacts

3 of 45
  • LORI GILCHRIST

    General Securities PrincipalCRD 2115781

  • JESSICA KUNG

    Executive Vice PresidentCRD 4833819

  • Erin Noel

    Vice PresidentCRD 6879389

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
515 S Flower St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth