Kayne Anderson Rudnick Investment Management, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 104599
- Registered since
- May 22, 1985
- Website
- kayne.com
- Custodians
- UBS FINANCIAL SERVICES INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Investment Companies34.5%
- Other23.55%
- HNWI19.52%
- Pension & Profit Sharing Plans6.08%
- Pooled Investment Vehicles4.54%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kayne Anderson Rudnick Investment Management, LLC is an institutional registered investment adviser organized as an LLC and in business since 1985. The firm operates as a capital allocator for both individual/family and institutional clients and offers a mix of fee arrangements (percentage of AUM, fixed fees and performance-based fees). Its advisory services span financial planning and portfolio management across individuals, small businesses, investment companies, pooled vehicles and institutional clients. The firm is not identified as an active ESG investor. The firm maintains a range of industry roles beyond advisory work — including broker-dealer relationships, registration as other investment adviser types or commodity pool operator/CTA, and acting as sponsor or general partner/manager for pooled investment vehicles. Kayne Anderson Rudnick has been recognized in industry rankings, including placement on the Financial Times Top 300 RIAs (2020) and listings in Forbes’ Top RIA Firms (2022), America’s Top RIA Firms (2023), and Forbes Top RIA Firms (2024).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents6%
- State & Local Bonds3%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 6
George Aylward
President and Chief Executive OfficerCRD 4932163
Craig Stone
Co-Chief Investment OfficerCRD 4216750
Frank Lee
Chief Administrative OfficerCRD 2409473
Contacts
3 of 36
Russell Toth
Wealth AdvisorCRD 5562941

Randall Allen
Senior Wealth AdvisorCRD 3168717

Brian Engel
Managing DirectorCRD 4422844
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 245Active vs passive
$1.4B in ETFs
82%
$1.2B
18%
$267M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $222M | 295,817 | 15.33% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 2000 Avenue Of The Stars
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
TCW Investment Management Company LLC
RIALos Angeles, CA
Los Angeles Capital Management LLC
RIALos Angeles, CA
Hotchkis And Wiley Capital Management, LLC
RIALos Angeles, CA
Lido
RIALos Angeles, CA
Capital Group Private Client Services, Inc.
RIALos Angeles, CA
Aristotle Capital Management, LLC
RIALos Angeles, CA