Kayne Anderson Rudnick Investment Management, LLC

RIASEC RegisteredEst. 1985
Total AUM
$39.4B
Discretionary
$39.4B
100% of AUM
Avg account
$1.6M
Accounts
24,735
Employees
134
Advisory reps
42

Firm details

Headquarters
Los Angeles, California
CRD number
104599
Registered since
May 22, 1985
Website
kayne.com
Custodians
UBS FINANCIAL SERVICES INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies34.5%
  • Other23.55%
  • HNWI19.52%
  • Pension & Profit Sharing Plans6.08%
  • Pooled Investment Vehicles4.54%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Kayne Anderson Rudnick Investment Management, LLC is an institutional registered investment adviser organized as an LLC and in business since 1985. The firm operates as a capital allocator for both individual/family and institutional clients and offers a mix of fee arrangements (percentage of AUM, fixed fees and performance-based fees). Its advisory services span financial planning and portfolio management across individuals, small businesses, investment companies, pooled vehicles and institutional clients. The firm is not identified as an active ESG investor. The firm maintains a range of industry roles beyond advisory work — including broker-dealer relationships, registration as other investment adviser types or commodity pool operator/CTA, and acting as sponsor or general partner/manager for pooled investment vehicles. Kayne Anderson Rudnick has been recognized in industry rankings, including placement on the Financial Times Top 300 RIAs (2020) and listings in Forbes’ Top RIA Firms (2022), America’s Top RIA Firms (2023), and Forbes Top RIA Firms (2024).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Public Funds/Mutual Funds 6%, Cash & Cash Equivalents 6%, State & Local Bonds 3%, Investment Grade Corp Bonds 1%, Private Funds 1%83%
  • Exchange Traded Equities83%
  • Public Funds/Mutual Funds6%
  • Cash & Cash Equivalents6%
  • State & Local Bonds3%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 6
  • George Aylward

    George Aylward

    President and Chief Executive OfficerCRD 4932163

  • Craig Stone

    Co-Chief Investment OfficerCRD 4216750

  • Frank Lee

    Frank Lee

    Chief Administrative OfficerCRD 2409473

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Contacts

3 of 36
  • Russell Toth

    Russell Toth

    Wealth AdvisorCRD 5562941

  • Randall Allen

    Randall Allen

    Senior Wealth AdvisorCRD 3168717

  • Brian Engel

    Brian Engel

    Managing DirectorCRD 4422844

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 245

Active vs passive

$1.4B in ETFs

Passive

82%

$1.2B

Active

18%

$267M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$222M295,81715.33%

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2000 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth