WEALTHSPIRE RETIREMENT ADVISORY

RIASEC RegisteredEst. 2006
Total AUM
$38.6B
Discretionary
$38.6B
100% of AUM
Avg account
$5.1M
Accounts
7,532
Employees
244
Advisory reps
149

Firm details

Headquarters
ALISO VIEJO, California
CRD number
121254
Registered since
January 31, 2006
Website
www.wealthspire.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans93.62%
  • HNWI4.36%
  • Individuals2.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wealthspire Retirement Advisory operates as an independent registered investment adviser organized as an LLC. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and manager selection services. Its fee arrangements include asset‑based fees as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor and serves as a pension consultant and advisor to other investment entities such as trust and insurance companies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 81%, Exchange Traded Equities 8%, Cash & Cash Equivalents 8%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%81%
  • Public Funds/Mutual Funds81%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents8%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 6

  • MICHAEL LAMENA

    Chief Executive OfficerCRD 2797064

  • GEOFFREY KEELING

    Chief Investment OfficerCRD 2644071

  • BRAD LONG

    CIO & Managing PartnerCRD 5358362

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Contacts

3 of 143

  • Deshon Robinson

    Registered Investment AdvisorCRD 6154138

  • Susan Bowersox

    Investment Adviser RepresentativeCRD 7280565

  • EASTON DICKSON

    Associate Vice President, Wealth AdvisorCRD 7075589

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 235

Active vs passive

$1.7B in ETFs

Passive

88%

$1.5B

Active

5%

$199M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$303M463,17418.08%
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Location

Primary office

ALISO VIEJO, CA

ORANGE

Location

ALISO VIEJO, CA

Headquartered in ALISO VIEJO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth