Hilltop Securities Asset Management, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 110760
- Registered since
- December 17, 1991
- Website
- www.hilltopsecurities.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- State / Municipal Government100%
- Services
- Portfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Hilltop Securities Asset Management, LLC is an institutional registered investment adviser organized as an LLC and operating since 1991. The firm focuses on serving institutional clients, providing portfolio management for businesses and other institutions and running educational seminars and workshops. Its business activity profile includes acting as a financial product salesperson and it maintains a range of industry affiliations—broker‑dealer, registered municipal advisor, commodity pool/operator or CTA roles, and connections to banking and insurance entities—which supports a broad set of institutional service lines. Fee arrangements include percentage‑of‑AUM billing alongside hourly and fixed‑fee engagements and other fee structures, and the firm does not present itself as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds46%
- US Government Bonds43%
- Public Funds/Mutual Funds4%
- Other3%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 4
Donald Foley
Chief Compliance OfficerCRD 3064794

Joseph Edge
Chief Financial OfficerCRD 4326551

Martin Winges
President, Chief Executive OfficerCRD 1929509
Contacts
3 of 24
Matthew Harris
AssistantCRD 5450660

Victoria Capella
Compliance OfficerCRD 6217228

Blake Morris
Managing DirectorCRD 4591811
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 717 N Harwood St
- Time zone
- CT (UTC-6)
- Office locations
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