Broker-Dealers: $1B – $5B AUM
55 Broker-Dealers in the $1B – $5B AUM range, ranked by reported regulatory assets.
Pinnacle Investments, LLC
Broker-DealerEast Syracuse, NY
AUM $1.3BTEAM 60REPS 67
Piper Sandler & Co
Broker-DealerMinneapolis, MN
AUM $1.3BTEAM 1402REPS 1412
Mcdonald Partners LLC
Broker-DealerCleveland, OH
AUM $1.3BTEAM 29REPS 31
Sanford C. Bernstein & Co, LLC
Broker-DealerNashville, TN
AUM $1.2BREPS 827
Associated Investment Services, Inc.
Broker-DealerGreen Bay, WI
AUM $1.2BTEAM 60REPS 77
BOK Financial Advisors
Broker-DealerTulsa, OK
AUM $1.1BTEAM 165REPS 303
World Equity Group, Inc.
Broker-DealerSchaumburg, IL
AUM $1BTEAM 165REPS 146
Other AUM ranges
FINTRX platform
Need contacts and allocation intelligence for these firms?