Sanford C. Bernstein & Co, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
$1.2B
Discretionary
$1.2B
97% of AUM
Accounts
139
Advisory reps
828
Brokerage reps
0
Avg account
$8.8M

Firm details

Headquarters
Nashville, Tennessee
CRD number
104474
Registered since
September 28, 2000
Website
www.alliancebernstein.com
Custodians
CANADIAN IMPERIAL BANK OF COMMERCE, SANFORD C. BERNSTEIN & CO., LLC
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees, Commissions, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles52.22%
  • Pension & Profit Sharing Plans23.81%
  • State / Municipal Government12.23%
  • HNWI7.14%
  • Charitable Organizations3.37%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sanford C. Bernstein & Co, LLC operates as a registered investment bank and broker-dealer that serves both individual and institutional clients. The firm provides transaction and advisory services and also acts as an adviser for pooled investment vehicles. Its business model combines commission-based brokerage with advisory mandates and fee arrangements that include percentage-of-AUM, subscription, fixed, performance-based and other fee types. The firm identifies as an active ESG investor and maintains a range of industry roles — from broker-dealer and CTA/CPO to sponsor or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 35%, Sovereign Bonds 30%, Investment Grade Corp Bonds 14%, US Government Bonds 7%, State & Local Bonds 5%, Other 5%, Public Funds/Mutual Funds 3%, Non-Investment Grade Corp Bonds 1%35%
  • Exchange Traded Equities35%
  • Sovereign Bonds30%
  • Investment Grade Corp Bonds14%
  • US Government Bonds7%
  • State & Local Bonds5%

Owners & executives

3 of 19

  • Kelly Savala

    Senior CoordinatorCRD 4804002

  • James Macgregor

    James Macgregor

    Chief Investment OfficerCRD 2646193

  • Gregory Miller

    Gregory Miller

    Chief Operating OfficerCRD 2802347

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Contacts

3 of 809
  • Thomas Rosenthal

    Thomas Rosenthal

    Executive Vice PresidentCRD 6283506

  • Evan Cohen

    Evan Cohen

    Managing DirectorCRD 4397545

  • Callie Shanley

    Callie Shanley

    Client Service AdvisorCRD 7022760

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
Davidson
Address
501 Commerce St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

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