BOK Financial Advisors

Broker-DealerFINRA Member

Total AUM

$1.1B

Discretionary

$520M

49% of AUM

Accounts

3,330

Employees

165

Advisory reps

300

Brokerage reps

140

Firm details

Headquarters: Tulsa, Oklahoma
CRD number: 17530
Registered since: January 28, 1997
Website: securities.bokfinancial.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Individuals55.56%
HNWI39.74%
Corporations / Businesses4.2%
Charitable Organizations0.5%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

BOK Financial Advisors is a corporation that operates as a capital-allocating broker-dealer and bank-affiliated investment organization. The firm is registered with the SEC (registered in 1997) and serves both individual/family and institutional clients. Its business model blends brokerage, insurance brokerage, and registered municipal advisory services with advisory offerings that include financial planning, portfolio management across client types (individuals, small businesses, pooled vehicles, institutions), selection of other advisers, and educational seminars. The firm uses a mix of fee arrangements—percentage of AUM, hourly, fixed fees—and continues to accept commission-based business. BOK Financial Advisors identifies as an active ESG investor and lists affiliations across banking, insurance, broker-dealer, and pooled-vehicle sponsor/manager roles, which supports a multi-product service set for clients.