BOK FINANCIAL ADVISORS
Firm details
- Headquarters
- TULSA, Oklahoma
- CRD number
- 17530
- Registered since
- January 28, 1997
- Website
- securities.bokfinancial.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals55.56%
- HNWI39.74%
- Corporations / Businesses4.2%
- Charitable Organizations0.5%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
BOK Financial Advisors is a corporate advisory unit operating within a bank/broker-dealer framework; it has been SEC-registered since 1997. The firm serves both individuals and institutional clients and functions as a broker-dealer, insurance broker, and a registered municipal advisor. Its revenue model mixes asset-based fees with hourly and fixed fees and commission-based arrangements. Advisory services include financial planning, discretionary and non-discretionary portfolio management across individual, pooled and institutional mandates, manager selection, and client education programs. The firm also describes itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities46%
- Cash & Cash Equivalents5%
Owners & executives
3 of 4Mindy Mahaney
Chief Risk OfficerCRD 6403627
Jon Swanson
Chief Compliance OfficerCRD 5010899
Scott Grauer
CEOCRD 1509326
Contacts
3 of 298Jeff Edwards
AdministratorCRD 5180941
Erica McMahan
SVPCRD 5587646
Steven Jones
Vice PresidentCRD 5151781
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 302Active vs passive
$3.1B in ETFs
93%
$2.9B
6%
$213M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 ETF (IWB) | BlackRock | Passive | Large Blend | $459M | 1,287,018 | 14.87% |
Location
TULSA, OK
TULSA
Location
TULSA, OK
Headquartered in TULSA, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.
- Metro area
- Tulsa-Muskogee-Bartlesville, OK
- Region
- South
- County
- TULSA
- Address
- 1 Williams Ctr
- Time zone
- CT (UTC-6)
- Office locations
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