Ingalls Investment Management, LLC

Broker-DealerFINRA MemberEst. 1968

Total AUM

$7.8B

Discretionary

$7.7B

98% of AUM

Accounts

4,453

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: New York, New York
CRD number: 2288
Registered since: August 21, 1968
Website: www.ingalls.net
Custodians: INGALLS & SNYDER, LLC, CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI73.87%
Individuals13.29%
Corporations / Businesses4.02%
Other Investment Advisers3.37%
Pooled Investment Vehicles2.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ingalls Investment Management, LLC is an independent broker-dealer and SEC-registered advisory firm with roots dating to 1968. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that combines broker-dealer activity with advisory services. Its advisory capabilities include financial planning, discretionary portfolio management for individuals, pooled vehicles and institutions, selection of outside advisers, and investor education. Compensation arrangements include percentage-of-assets, fixed fees and performance-based fees. The firm is not an active ESG investor. The firm has received several industry recognitions, including placement on Financial Times’ Top 300 RIA firms (2020), FA Magazine’s Top RIA firms (2020), a Forbes RIA listing (2024), and Barron’s Top 100 RIA firms (2025).