SUTTER SECURITIES CLEARING, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
134742
Registered since
August 23, 2005

Firm profile

FINTRX

Overview

Sutter Securities Clearing, LLC is organized as a limited liability company and has been SEC-registered since 2005. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory snapshot classifies it as "Unclassified" and indicates it does not operate as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. It is not identified as a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DANIEL MCCLORY

    CEOCRD 1390780

Contacts

3 of 3
  • BRIAN PARK

    Founder & Managing DirectorCRD 6236207

  • ROBERT MALEY

    PresidentCRD 2442794

  • ROBERT BULL

    ComplianceCRD 1521134

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
6 Venture
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth