Tickrs Clearing

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
312531
Registered since
December 22, 2021

Firm profile

FINTRX

Overview

Tickrs Clearing is registered as a limited liability company and appears in FINTRX as an SEC-registered adviser with registration year 2021. The platform records the firm's classification as "Unclassified" and lists ownership involving both a domestic entity and an individual. The dataset flags several negative attributes rather than active service lines: Tickrs Clearing is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. FINTRX does not populate fields for the firm's client base, fee structure, business activities, or advisory activities in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Colin Lam

    Colin Lam

    Chief Financial OfficerCRD 4621438

  • Stephen Zak

    Stephen Zak

    COO & CCOCRD 2423424

  • Kevin Murphy

    Kevin Murphy

    Chief Executive OfficerCRD 1645347

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Contacts

3 of 17
  • Connor Murphy

    Connor Murphy

    Operations AssociateCRD 7466184

  • Constantinos Philippou

    Registered RepresentativeCRD 6274827

  • Landon Li

    CRD 8110612

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
100 Spectrum Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth