TICKRS CLEARING

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
312531
Registered since
December 22, 2021

Firm profile

FINTRX

Overview

Tickrs Clearing is organized as a limited liability company and is SEC-registered since 2021. Ownership is listed as a combination of a domestic entity and an individual. The firm's regulatory profile is classified as unclassified in the source dataset. It is not designated as a capital allocator and does not identify as an active ESG investor. The advisor is not registered as a multi-state adviser, is not flagged as a newly formed adviser in the dataset, and is not described as a pension consultant or related adviser. The firm has not supplied detail on client segments, fee schedules, specific business or advisory activities, or external affiliations in the provided data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Colin Lam

    Chief Financial OfficerCRD 4621438

  • STEPHEN ZAK

    COO & CCOCRD 2423424

  • KEVIN MURPHY

    Chief Executive OfficerCRD 1645347

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Contacts

3 of 14
  • Connor Murphy

    Operations AssociateCRD 7466184

  • JASON VERHOEF

    Benefits AdvisorCRD 2702406

  • Victor Chang

    Software EngineerCRD 7688618

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
100 Spectrum Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth