Tickrs Clearing

Broker-DealerFINRA MemberEst. 2021
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
312531
Registered since
December 22, 2021

Firm profile

FINTRX

Overview

Tickrs Clearing is organized as a limited liability company and is listed as an SEC-registered adviser since 2021. Public data classifies the firm as unclassified and identifies its ownership as a mix of a domestic entity and an individual. The profile indicates Tickrs Clearing does not act as a capital allocator, is not positioned as a multi-state adviser, and is not marked as an active ESG investor or a pension consultant. There are also no indications of related-adviser relationships in the available records.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Colin Lam

    Colin Lam

    Chief Financial OfficerCRD 4621438

  • Kevin Murphy

    Kevin Murphy

    Chief Executive OfficerCRD 1645347

  • Stephen Zak

    Stephen Zak

    COO & CCOCRD 2423424

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Contacts

3 of 19
  • Anthony Venditti

    Anthony Venditti

    Managing DirectorCRD 1910339

  • Shahram Arani

    Settlements SpecialistCRD 4776049

  • Yvette Huang

    Operations AssociateCRD 5490782

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
100 Spectrum Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth