Griffin Capital Securities, LLC

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37739
Registered since
July 18, 1995

Firm profile

FINTRX

Overview

Griffin Capital Securities, LLC is organized as a limited liability company and has been SEC-registered since 1995. The firm's public profile in the supplied dataset is limited: it is classified as "Unclassified" and listed as owned by a combination of a domestic entity and an individual. There are no detailed disclosures about the firm's core business activities or advisory offerings in the provided record. The dataset flags the firm as not serving as a capital allocator and not being an active ESG investor. It is also noted as not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. Those attributes suggest the firm does not report the typical asset-management or multi-jurisdiction advisory footprints that many SEC-registered investment advisers disclose.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jacob Walker

    Jacob Walker

    Chief Operating OfficerCRD 5020296

Contacts

3 of 3
  • Rodney Ishioka

    Rodney Ishioka

    DirectorCRD 3124257

  • Tuan Lang

    Senior AccountantCRD 6682817

  • Alba Good

    Director of ComplianceCRD 2504071

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2010 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth