GRIFFIN CAPITAL SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
37739
Registered since
July 18, 1995

Firm profile

FINTRX

Overview

Griffin Capital Securities, LLC is organized as a limited liability company and is recorded by FINTRX as having been SEC-registered since 1995. Ownership is listed as a mix of domestic entities and individuals. The database classifies the firm as "Unclassified" and does not identify it as a capital allocator. FINTRX flags the firm as not active on ESG investing, not a multi-state adviser, not newly formed, and not a pension consultant. Several fields in the snapshot—business activities, advisory activities, client base, and fee structure—are not populated in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JACOB WALKER

    Chief Operating OfficerCRD 5020296

Contacts

3 of 3
  • RODNEY ISHIOKA

    DirectorCRD 3124257

  • TUAN LANG

    Senior AccountantCRD 6682817

  • ALBA GOOD

    Director of ComplianceCRD 2504071

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
2010 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth