Gcmi Securities Corp.

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
139520
Registered since
May 9, 2006

Firm profile

FINTRX

Overview

Gcmi Securities Corp. is registered with the SEC (since 2006) and is classified in the dataset as an investment bank organized under an “other” legal formation. Filings identify the ownership as a mix of a domestic entity and an individual. The firm is not characterized as a capital allocator and is flagged as not being an active ESG investor. Additional regulatory attributes in the snapshot indicate it is not a multistate adviser, not newly formed, and is not listed as a pension consultant or a related adviser. The available information does not describe advisory product lines, client segments, or typical transaction activity. Taken together with the investment-bank classification and the absence of reported advisory metrics, the profile in the data suggests the firm’s primary activities are likely transactional or brokerage-related rather than operating as an asset-gathering registered investment adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • George Logan

    George Logan

    PrincipalCRD 720873

  • Patrick Finnerty

    Patrick Finnerty

    Owner & PrincipalCRD 1068890

  • John Collins

    PrincipalCRD 2754579

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19200 Von Karman Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth