Richardson Capital Management, LLC

RIASEC Registered

Total AUM

$582M

Discretionary

$447M

77% of AUM

Avg account

$2.2M

Accounts

261

Employees

Advisory reps

Firm details

Headquarters: Menomonee Falls, Wisconsin
CRD number: 130985
Registered since: May 18, 2004
Website: www.richardson-financial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI91.64%
Individuals8.27%
Charitable Organizations0.09%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Richardson Capital Management, LLC is an independent registered investment adviser organized as an LLC that has been SEC-registered since 2004. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals and small businesses. Its fee model includes asset-based fees, hourly consulting, and fixed-fee engagements. Richardson reports being active on ESG considerations and maintains an insurance company industry affiliation. The business combines discretionary portfolio management with non-discretionary advisory relationships and positions itself to work with a mix of client types rather than a single niche. The firm’s owner structure is a combination of a domestic entity and an individual.