Richardson Capital Management, LLC
Firm details
- Headquarters
- Menomonee Falls, Wisconsin
- CRD number
- 130985
- Registered since
- May 18, 2004
- Website
- www.richardson-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.64%
- Individuals8.27%
- Charitable Organizations0.09%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Richardson Capital Management, LLC is an independent advisory firm organized as an LLC and registered with the SEC since 2004. The firm acts as a capital allocator for both individual/family and institutional clients, providing financial planning and portfolio management services targeted primarily at individuals and small businesses. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Richardson identifies as an active ESG investor and reports allocations across traditional and alternative strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities28%
- Other23%
Owners & executives
1 of 1
Michael Richardson
CEOCRD 1294976
Contacts
3 of 6
Scott Richardson
PresidentCRD 1859684
Mark Steele
Senior Wealth AdvisorCRD 7076583
Jennifer Kohls
Associate Wealth AdvisorCRD 2988556
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 122Active vs passive
$216M in ETFs
93%
$200M
6%
$16M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $52.7M | 1,791,575 | 24.37% |
Location
Menomonee Falls, WI
Waukesha
Location
Menomonee Falls, WI
Headquartered in Menomonee Falls, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Waukesha
- Address
- W134 N8688 Executive Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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