WINCH FINANCIAL
Firm details
- Headquarters
- APPLETON, Wisconsin
- CRD number
- 110194
- Registered since
- April 30, 1998
- Website
- www.winchfinancial.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.9%
- Individuals34.72%
- Pension & Profit Sharing Plans2.37%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Winch Financial is an independent registered investment adviser organized as an LLC and operating since 1998. The firm serves individual and family clients and provides a mix of financial planning, discretionary portfolio management for individuals, small businesses and institutions, and educational workshops. Its fee schedule includes asset-based fees, hourly billing and fixed fees. Winch Financial does not present itself as an ESG-focused manager, is not a capital allocator to outside managers, and lists relationships with accountants and insurance companies as industry affiliations. The firm was named among "Top RIA Firms" by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds58%
- Exchange Traded Equities40%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1CHRISTINA WINCH
Chief Executive OfficerCRD 1069904
Contacts
3 of 6MATTHEW WEYERS
Insurance Specialist and Financial AdvisorCRD 6009530
CHRISTIAN PETERSON
Investment AnalystCRD 5888773
FREDERIC HUBLEY
Investment Adviser RepresentativeCRD 5731048
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 213Active vs passive
$303M in ETFs
92%
$279M
8%
$24.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $47.1M | 595,816 | 15.53% |
Location
APPLETON, WI
OUTAGAMIE
Location
APPLETON, WI
Headquartered in APPLETON, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- OUTAGAMIE
- Address
- 424 E Wisconsin Ave
- Time zone
- CT (UTC-6)
- Office locations
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