Avaii Wealth Management, LLC
Firm details
- Headquarters
- Appleton, Wisconsin
- CRD number
- 298165
- Registered since
- September 6, 2018
- Website
- www.avaii.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.46%
- Individuals44.49%
- Pension & Profit Sharing Plans2.72%
- Charitable Organizations0.33%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Avaii Wealth Management, LLC is an independent, SEC‑registered registered investment adviser (since 2018) organized as an LLC and owned by an individual. The firm serves both individual & family clients and institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. In addition to advisory services, Avaii operates as an insurance broker and provides accounting services. Its fee arrangements include a percentage of AUM as well as hourly and fixed fees. The firm identifies itself as a capital allocator and is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds74%
- Exchange Traded Equities20%
- Cash & Cash Equivalents6%
Contacts
3 of 10
Claus Kerntke
Wealth AdvisorCRD 1547070
Christian Doule
PresidentCRD 5469878
Mark Truettner
PartnerCRD 5851829
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 110Active vs passive
$247M in ETFs
50%
$122M
45%
$125M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | American Funds | Active | Large Value | $27.6M | 649,917 | 11.19% |
Location
Appleton, WI
Outagamie
Location
Appleton, WI
Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- Outagamie
- Address
- 2101 N Casaloma Dr
- Time zone
- CT (UTC-6)
- Office locations
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