AVAII WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018

Total AUM

$603M

Discretionary

$594M

99% of AUM

Avg account

$206K

Accounts

2,927

Employees

Advisory reps

Firm details

Headquarters: APPLETON, Wisconsin
CRD number: 298165
Registered since: September 6, 2018
Website: www.avaii.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI52.46%
Individuals44.49%
Pension & Profit Sharing Plans2.72%
Charitable Organizations0.33%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Avaii Wealth Management, LLC is an independent registered investment adviser that has been SEC-registered since 2018 and is owned by an individual. The firm serves both individual and family clients as well as institutional relationships, and it acts as a capital allocator—directing client capital across public funds, ETFs, stocks and selected third‑party managers. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection and oversight of outside advisers. The firm also operates with insurance brokerage and accounting capabilities, which it can integrate into client planning and risk-management solutions. Investment behavior skews toward pooled public vehicles: the firm's ADV shows a heavy use of public funds and mutual funds as primary building blocks, while its 13F filings indicate substantial ETF exposure. Avaii does not identify as an active ESG investor and is not classified as a multi-state adviser.