Avaii Wealth Management, LLC

RIASEC RegisteredEst. 2018

Total AUM

$603M

Discretionary

$594M

99% of AUM

Avg account

$206K

Accounts

2,927

Employees

Advisory reps

Firm details

Headquarters: Appleton, Wisconsin
CRD number: 298165
Registered since: September 6, 2018
Website: www.avaii.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI52.46%
Individuals44.49%
Pension & Profit Sharing Plans2.72%
Charitable Organizations0.33%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Avaii Wealth Management, LLC is an independent registered investment advisor formed and SEC-registered in 2018 and owned by an individual principal. The firm serves both individual and family clients as well as institutional clients, providing financial planning, discretionary portfolio management for individuals and small businesses, and the selection of outside advisers. Its fee model includes percentage-of-AUM charges alongside hourly and fixed-fee engagements. Avaii also operates as an insurance broker and provides accounting services as part of its business activities. The firm describes itself as a capital allocator rather than a pure broker of securities, and it is not positioned as an ESG-focused or multi-state adviser. Its structure and service set suggest a hybrid advice model that combines ongoing portfolio oversight with delegated manager selection when appropriate.