KOM Wealth Management Group, LLC
Firm details
- Headquarters
- Appleton, Wisconsin
- CRD number
- 142682
- Registered since
- January 19, 2007
- Website
- www.kerntkeottomcglone.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.69%
- Individuals33.18%
- Corporations / Businesses0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
KOM Wealth Management Group, LLC is an independent registered investment advisor that has been SEC-registered since 2007 and is owned by an individual. The firm serves both individual and institutional clients and positions itself as a capital allocator that combines financial planning with discretionary portfolio management for individuals, small businesses and institutions. Fee arrangements include AUM-based fees as well as hourly and fixed-fee engagements. Advisory services also cover selection of third‑party managers and the publication of periodicals or newsletters. The firm identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities8%
- Cash & Cash Equivalents2%
- Private Funds1%
Contacts
3 of 6
Macy McGlone
Assistant Wealth ManagerCRD 8167131
James Mcglone
Senior PartnerCRD 2563916
Richard Otto
Senior PartnerCRD 2227141
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$155M in ETFs
62%
$96.2M
36%
$59.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $33.4M | 90,206 | 21.48% |
Location
Appleton, WI
Outagamie
Location
Appleton, WI
Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- Outagamie
- Address
- 3601 E Evergreen Dr
- Time zone
- CT (UTC-6)
- Office locations
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