KOM Wealth Management Group, LLC
Firm details
- Headquarters
- Appleton, Wisconsin
- CRD number
- 142682
- Registered since
- January 19, 2007
- Website
- www.kerntkeottomcglone.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.69%
- Individuals33.18%
- Corporations / Businesses0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
KOM Wealth Management Group, LLC is an independent, privately owned registered investment adviser that has been SEC-registered since 2007. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts. Its advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, and publication of client-focused newsletters. KOM bills clients through a mix of AUM‑based fees, hourly charges and fixed fees, and identifies itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities8%
- Cash & Cash Equivalents2%
- Private Funds1%
Contacts
3 of 6
Troy Sommerfeld
Partner and Financial AdvisorCRD 7168165
Richard Otto
Senior PartnerCRD 2227141
James Mcglone
Senior PartnerCRD 2563916
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$208M in ETFs
46%
$94.8M
53%
$113M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $35.4M | 94,555 | 17.01% |
Location
Appleton, WI
Outagamie
Location
Appleton, WI
Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.
- Metro area
- Appleton-Oshkosh-Neenah, WI
- Region
- Midwest
- County
- Outagamie
- Address
- 3601 E Evergreen Dr
- Time zone
- CT (UTC-6)
- Office locations
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