Endowment Wealth Management, Inc.

RIASEC Registered
Total AUM
$609M
Discretionary
$403M
66% of AUM
Avg account
$199K
Accounts
3,057
Employees
14
Advisory reps
14

Firm details

Headquarters
Appleton, Wisconsin
CRD number
108652
Registered since
February 8, 2018
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI56.87%
  • Individuals25.91%
  • Pooled Investment Vehicles15.35%
  • Charitable Organizations1.09%
  • Pension & Profit Sharing Plans0.59%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Endowment Wealth Management, Inc. is an independent, SEC-registered registered investment adviser (registered in 2018) that manages wealth for both individual/family and institutional clients. The firm operates as a capital allocator and offers a mix of financial planning and portfolio management services across individual accounts and pooled vehicles, plus selection-of-adviser services and educational programming. Its fee arrangements include percentage-of-AUM billing as well as hourly, fixed, and performance-based fee options. The firm does not market itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Private Funds 26%, Public Funds/Mutual Funds 11%, Cash & Cash Equivalents 6%, State & Local Bonds 1%56%
  • Exchange Traded Equities56%
  • Private Funds26%
  • Public Funds/Mutual Funds11%
  • Cash & Cash Equivalents6%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 130

Active vs passive

$263M in ETFs

Passive

83%

$217M

Active

16%

$46M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$17.1M103,1386.53%

Location

Primary office

Appleton, WI

Outagamie

Location

Appleton, WI

Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Outagamie
Address
W6272 Communication Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth