ENDOWMENT WEALTH MANAGEMENT, INC.

RIASEC RegisteredEst. 2018
Total AUM
$609M
Discretionary
$403M
66% of AUM
Avg account
$199K
Accounts
3,057
Employees
14
Advisory reps
13

Firm details

Headquarters
APPLETON, Wisconsin
CRD number
108652
Registered since
February 8, 2018
Website
endowmentwm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI56.87%
  • Individuals25.91%
  • Pooled Investment Vehicles15.35%
  • Charitable Organizations1.09%
  • Pension & Profit Sharing Plans0.59%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Endowment Wealth Management, Inc. is an independent, SEC-registered advisory firm that operates as a capital allocator for both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and pooled vehicles, pension consulting, and selection of external advisers, and it runs educational seminars. Its fee arrangements include percentage-of-AUM, hourly and fixed fees, and performance-based fees. The firm is not positioned as an active ESG investor and is not a multi-state adviser per the snapshot.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Private Funds 26%, Public Funds/Mutual Funds 11%, Cash & Cash Equivalents 6%, State & Local Bonds 1%56%
  • Exchange Traded Equities56%
  • Private Funds26%
  • Public Funds/Mutual Funds11%
  • Cash & Cash Equivalents6%
  • State & Local Bonds1%

Owners & executives

3 of 3

  • PRATEEK MEHROTRA

    Chief Investment OfficerCRD 4618007

  • TIMOTHY LANDOLT

    Chief Operating OfficerCRD 1503180

  • ROBERT RIEDL

    CEOCRD 1109543

Contacts

3 of 10

  • ROBERT RIEDL

    VP, Investment BankingCRD 6118748

  • JAMIE BROWN

    Senior Investment OfficerCRD 5463760

  • JOHN WENINGER

    Wealth AdvisorCRD 5869009

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 118

Active vs passive

$205M in ETFs

Passive

82%

$169M

Active

16%

$36.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO GLOBAL LISTED PRIVATE EQUITY ETF (PSP)InvescoPassiveGlobal Small/Mid Stock$12.8M226,6856.25%
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Location

Primary office

APPLETON, WI

OUTAGAMIE

Location

APPLETON, WI

Headquartered in APPLETON, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
OUTAGAMIE
Address
W6272 Communication Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth