Endowment Wealth Management, Inc.

RIASEC RegisteredEst. 2018
Total AUM
$609M
Discretionary
$403M
66% of AUM
Avg account
$199K
Accounts
3,057
Employees
14
Advisory reps
13

Firm details

Headquarters
Appleton, Wisconsin
CRD number
108652
Registered since
February 8, 2018
Website
endowmentwm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI56.87%
  • Individuals25.91%
  • Pooled Investment Vehicles15.35%
  • Charitable Organizations1.09%
  • Pension & Profit Sharing Plans0.59%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Endowment Wealth Management, Inc. is an independent SEC-registered advisory firm (SEC registration in 2018) that serves both individual/family and institutional clients. The firm operates as a capital allocator and offers a mix of fee arrangements, including percentage of assets under management, hourly, fixed, and performance-based fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, selection of other advisers, pension consulting-related services, and educational seminars or workshops. The firm is not flagged as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Private Funds 26%, Public Funds/Mutual Funds 11%, Cash & Cash Equivalents 6%, State & Local Bonds 1%56%
  • Exchange Traded Equities56%
  • Private Funds26%
  • Public Funds/Mutual Funds11%
  • Cash & Cash Equivalents6%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • Prateek Mehrotra

    Prateek Mehrotra

    Chief Investment OfficerCRD 4618007

  • Timothy Landolt

    Timothy Landolt

    Chief Operating OfficerCRD 1503180

  • Robert Riedl

    Robert Riedl

    CEOCRD 1109543

Contacts

3 of 10

  • Robert Riedl

    VP, Investment BankingCRD 6118748

  • Jamie Brown

    Jamie Brown

    Senior Investment OfficerCRD 5463760

  • John Weninger

    Wealth AdvisorCRD 5869009

Unlock 7 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 118

Active vs passive

$205M in ETFs

Passive

82%

$169M

Active

16%

$36.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO GLOBAL LISTED PRIVATE EQUITY ETF (PSP)InvescoPassiveGlobal Small/Mid Stock$12.8M226,6856.25%
Unlock additional holdings →

Location

Primary office

Appleton, WI

Outagamie

Location

Appleton, WI

Headquartered in Appleton, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Outagamie
Address
W6272 Communication Ct
Time zone
CT (UTC-6)
Office locations

Similar firms

Avaii Wealth Management, LLC

RIA

Appleton, WI

AUM $603MTEAM 18REPS 10

Winch Financial

RIA

Appleton, WI

AUM $580MTEAM 18REPS 7

Copper Harbor Investment Advisors, LLC

RIA

Appleton, WI

AUM $805MTEAM 6REPS 6

KOM Wealth Management Group, LLC

RIA

Appleton, WI

AUM $408MTEAM 7REPS 6

Mcglone Suttner Wealth Management, Inc.

RIA

Appleton, WI

AUM $1BTEAM 14REPS 8

Cornerstone Financial Group

RIA

Appleton, WI

AUM $220MTEAM 5REPS 5
More RIAs in Appleton →All Wisconsin RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth