DRAKE & ASSOCIATES, LLC
Firm details
- Headquarters
- WAUKESHA, Wisconsin
- CRD number
- 154854
- Registered since
- May 16, 2019
- Website
- drakeandassociates.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals59.4%
- HNWI40.6%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Drake & Associates, LLC is an independent registered investment adviser established with SEC registration in 2019 and organized as an LLC under individual ownership. The firm focuses on serving individual and family clients, offering a mix of ongoing portfolio management and financial planning. Compensation is primarily a percentage of assets under management, supplemented by hourly billing for some services. Service offerings emphasize personalized advice for individuals and small businesses: financial planning, discretionary portfolio management, selection and oversight of third‑party advisers, and client education through seminars and workshops. The firm identifies itself as a capital allocator but does not position itself as an ESG investor, pension consultant, or multi‑state adviser. It also lists an industry affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2LAURA KRAUS
Chief Supervision OfficerCRD 3070427
ANTHONY DRAKE
Financial Advisor & CEOCRD 4637793
Contacts
3 of 15Brendan Christiansen
TraderCRD 7199652
JONATHAN COSTA
Lead AdvisorCRD 6708695
Kristina Alfini
Relationship AdvisorCRD 6984347
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$513M in ETFs
59%
$303M
41%
$210M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY TOTAL BOND ETF (FBND) | Fidelity | Active | Intermediate Core Plus Bond | $46.6M | 1,020,406 | 9.08% |
Location
WAUKESHA, WI
WAUKESHA
Location
WAUKESHA, WI
Headquartered in WAUKESHA, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- WAUKESHA
- Address
- 20965 Crossroads Cir
- Time zone
- CT (UTC-6)
- Office locations
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