Drake & Associates, LLC
Firm details
- Headquarters
- Waukesha, Wisconsin
- CRD number
- 154854
- Registered since
- May 16, 2019
- Website
- drakeandassociates.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals59.4%
- HNWI40.6%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Drake & Associates, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm is owned by an individual and positions itself as a capital allocator serving private clients and families. Its client work centers on financial planning and discretionary portfolio management for individuals and small businesses, supplemented by adviser selection and educational seminars. Compensation is primarily a percentage of assets under management, with hourly billing available for some services. The adviser does not identify as an ESG investor and does not hold pension-consulting or related-adviser designations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
Owners & executives
3 of 3
Laura Kraus
Chief Supervision OfficerCRD 3070427
Anthony Drake
Financial Advisor & CEOCRD 4637793
John Majewski
Business Development CoordinatorCRD 8215435
Contacts
3 of 15
Brendan Christiansen
TraderCRD 7199652
Jonathan Costa
Lead AdvisorCRD 6708695
Kristina Alfini
Relationship AdvisorCRD 6984347
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$513M in ETFs
59%
$303M
41%
$210M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY TOTAL BOND ETF (FBND) | Fidelity | Active | Intermediate Core Plus Bond | $46.6M | 1,020,406 | 9.08% |
Location
Waukesha, WI
Waukesha
Location
Waukesha, WI
Headquartered in Waukesha, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Waukesha
- Address
- 20965 Crossroads Cir
- Time zone
- CT (UTC-6)
- Office locations
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