GLOBAL VIEW CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2011
Total AUM
$775M
Discretionary
$775M
100% of AUM
Avg account
$87.5K
Accounts
8,863
Employees
122
Advisory reps
101

Firm details

Headquarters
WAUKESHA, Wisconsin
CRD number
158292
Registered since
December 8, 2011
Custodians
CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals69.03%
  • HNWI29.89%
  • Corporations / Businesses1.08%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Global View Capital Management LLC is an independent SEC-registered investment adviser organized as an LLC and operating since 2011. The firm serves a mix of individual/family and institutional clients and functions as a capital allocator that also selects outside managers. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and manager selection. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm does not identify as an active ESG investor and lists an insurance company among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, Public Funds/Mutual Funds 16%, Cash & Cash Equivalents 7%, Private Funds 5%72%
  • Exchange Traded Equities72%
  • Public Funds/Mutual Funds16%
  • Cash & Cash Equivalents7%
  • Private Funds5%

Owners & executives

3 of 11
  • DEBRA SELLE

    Chief Operations OfficerCRD 3018789

  • ANATOLE KAMENTZ

    Independent ContractorCRD 1855277

  • MICHAEL PIGASSOU

    Independent ContractorCRD 5648230

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Contacts

3 of 90
  • DINA FLISS

    Founder and PresidentCRD 1358397

  • TERRY HASTINGS

    Investment Adviser RepresentativeCRD 6036234

  • ARNOLDO GARZA

    Associate DirectorCRD 4595111

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 162

Active vs passive

$439M in ETFs

Passive

61%

$269M

Active

8%

$170M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE FLOATING RATE TREASURY FUND (USFR)Wisdom TreePassiveUltrashort Bond$69.3M1,377,48915.81%

Location

Primary office

WAUKESHA, WI

WAUKESHA

Location

WAUKESHA, WI

Headquartered in WAUKESHA, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
WAUKESHA
Address
N14W23833 Stone Ridge Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth