Morgan-Aly Wealth Management, LLC

RIASEC Registered
Total AUM
$105M
Discretionary
$105M
100% of AUM
Avg account
$270K
Accounts
390
Employees
3
Advisory reps
2

Firm details

Headquarters
Waukesha, Wisconsin
CRD number
328483
Registered since
March 9, 2026
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI59.76%
  • Individuals39.22%
  • Pension & Profit Sharing Plans1.02%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Morgan-Aly Wealth Management, LLC is a limited liability company that provides portfolio management to individuals, small businesses and institutional clients and also operates as an insurance broker. The firm is registered with the SEC, with registration recorded in 2026. Ownership is held by an individual and the firm charges fees as a percentage of assets under management. It does not identify as an active ESG investor, multi-state adviser, pension consultant, capital allocator, or related adviser in the available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Cash & Cash Equivalents 13%, US Government Bonds 10%, Public Funds/Mutual Funds 9%, State & Local Bonds 1%67%
  • Exchange Traded Equities67%
  • Cash & Cash Equivalents13%
  • US Government Bonds10%
  • Public Funds/Mutual Funds9%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Waukesha, WI

Waukesha

Location

Waukesha, WI

Headquartered in Waukesha, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Waukesha
Address
N4 W22370 Bluemound Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth