Ellenbecker Investment Group
Firm details
- Headquarters
- Waukesha, Wisconsin
- CRD number
- 173851
- Registered since
- December 2, 2014
- Website
- www.ellenbecker.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI74.85%
- Individuals24.9%
- Charitable Organizations0.13%
- Corporations / Businesses0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Ellenbecker Investment Group is an independent, owner-led registered investment adviser first registered with the SEC in 2014. The firm operates as a capital allocator for both individual/family and institutional clients, offering financial planning and portfolio management for individuals and small businesses. Service offerings include selecting outside advisers, publishing periodicals or newsletters, and running educational seminars and workshops; the firm also has accounting-related business activities. Fee arrangements combine a percentage of assets under management with fixed fees and other fee structures. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities28%
- Investment Grade Corp Bonds11%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2Michele Pawlak
Chief Compliance OfficerCRD 2386486
Katie Murphy
Investment Operations CoordinatorCRD 5396090
Contacts
3 of 18
Jean Range
Senior Wealth AdvisorCRD 1595367
Alexis Brown
Investment Operations AssociateCRD 5283696
Catherine Watson
Tax Planning AdvisorCRD 7264026
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$807M in ETFs
91%
$736M
8%
$71M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $211M | 281,564 | 26.14% |
Location
Waukesha, WI
Waukesha
Location
Waukesha, WI
Headquartered in Waukesha, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Waukesha
- Address
- N21 W23350 Ridgeview Pkwy W
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
IAG Wealth Partners, LLC
RIAWaukesha, WI
Capital Innovations, LLC
RIAWaukesha, WI
Global View Capital Management LLC
RIAWaukesha, WI
Dana Investment Advisors Inc
RIAWaukesha, WI
Provident Trust Company
RIAWaukesha, WI
Drake & Associates, LLC
RIAWaukesha, WI