Dana Investment Advisors Inc

RIASEC RegisteredEst. 1979
Total AUM
$6.1B
Discretionary
$5.5B
91% of AUM
Avg account
$1.5M
Accounts
3,979
Employees
60
Advisory reps
28

Firm details

Headquarters
Waukesha, Wisconsin
CRD number
105879
Registered since
September 21, 1979
Website
www.danainvestment.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI31.81%
  • State / Municipal Government16.98%
  • Corporations / Businesses13.55%
  • Pension & Profit Sharing Plans11.8%
  • Charitable Organizations6.83%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dana Investment Advisors Inc is a corporate registered investment adviser that has been SEC-registered since 1979. The firm serves both individual and family clients as well as institutional investors, offering discretionary and non-discretionary portfolio management across individual/small business accounts, investment company mandates, and business or institutional portfolios. Its fee arrangements include percentage-of-AUM, fixed fees, and performance-based components. Dana identifies as an active ESG investor and has been recognized on CNBC’s Top 100 Financial Advisory Firms list in 2019, 2020, 2021, 2022, and 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, US Government Bonds 23%, Investment Grade Corp Bonds 8%, Public Funds/Mutual Funds 8%, State & Local Bonds 5%, Cash & Cash Equivalents 3%53%
  • Exchange Traded Equities53%
  • US Government Bonds23%
  • Investment Grade Corp Bonds8%
  • Public Funds/Mutual Funds8%
  • State & Local Bonds5%

Owners & executives

3 of 3
  • Jerome Veranth

    Jerome Veranth

    Chief Investment Officer And Portfolio ManagerCRD 4343874

  • Michael Stewart

    Michael Stewart

    Chief Compliance OfficerCRD 2631299

  • Mark Mirsberger

    Mark Mirsberger

    CEOCRD 3155055

Contacts

3 of 25
  • Matthew Slowinski

    Matthew Slowinski

    Senior Vice PresidentCRD 4772534

  • Lori Salyers

    Lori Salyers

    AVPCRD 5682821

  • David Stamm

    David Stamm

    Portfolio Manager, Senior Vice PresidentCRD 5699945

Unlock 22 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 112

Active vs passive

$252M in ETFs

Passive

49%

$122M

Active

4%

$129M

ETFProviderStyleCategoryValueShares% of portfolio
DANA UNCONSTRAINED EQUITY ETF (DUNK)$86.9M3,420,41334.51%
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Location

Primary office

Waukesha, WI

Waukesha

Location

Waukesha, WI

Headquartered in Waukesha, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Waukesha
Address
20700 Swenson Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth