Poehling Capital Management, Inc.
Firm details
- Headquarters
- Madison, Wisconsin
- CRD number
- 131668
- Registered since
- May 27, 2004
- Website
- www.poehlingcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Commissions
- Client types
- HNWI73.95%
- Individuals22.13%
- Corporations / Businesses2.7%
- Charitable Organizations1.23%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Poehling Capital Management, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2004. The firm acts as a capital allocator for both individual/family and institutional clients and combines portfolio management and financial planning with insurance brokerage capabilities. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of external advisers. Compensation arrangements include a percentage-of-AUM fee, hourly charges, and commission-based payments. The firm does not describe itself as an active ESG investor and is not identified as a multi-state adviser. Poehling Capital was recognized on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Public Funds/Mutual Funds11%
- US Government Bonds5%
- Cash & Cash Equivalents4%
Owners & executives
3 of 3
Patrick Poehling
Vice President, COOCRD 4292865
Thomas Poehling
Chief Investment OfficerCRD 2049205
Gery Sadzewicz
Chief Executive OfficerCRD 1090963
Contacts
3 of 4
Evan Kurkowski
DirectorCRD 6762178
Bryce Schuster
Associate, Financial AdvisorCRD 7852696
Anne Laube
Financial AdvisorCRD 7210715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$14.6M in ETFs
91%
$13.3M
0%
$1.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $4M | 134,362 | 27.14% |
Location
Madison, WI
Dane
Location
Madison, WI
Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- Dane
- Address
- 525 Junction Rd
- Time zone
- CT (UTC-6)
- Office locations
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